Q1 2021 13F Holders as of 31 Mar 2021
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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55
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Total 13F shares, excl. options
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1,400,065
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Shares change
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+232,113
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Total reported value, excl. options
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$84,120,000
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Value change
-
+$14,168,471
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Number of buys
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30
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Number of sells
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-20
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Price
-
$60.13
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2021
61 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q1 2021.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 55 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,400,065 shares
of 2,621,451 outstanding shares and own 53.41% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (172,960 shares), Baird Financial Group, Inc. (161,960 shares), LPL Financial LLC (124,687 shares), WELLS FARGO & COMPANY/MN (107,640 shares), Chicago Partners Investment Group LLC (88,585 shares), ENVESTNET ASSET MANAGEMENT INC (64,349 shares), MERCER GLOBAL ADVISORS INC /ADV (62,725 shares), Cardan Capital Partners, LLC (56,455 shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (48,639 shares), and ROYAL BANK OF CANADA (41,554 shares).
This table shows the top 55 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.