Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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49
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Total 13F shares, excl. options
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1,280,107
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Shares change
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-179,790
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Total reported value, excl. options
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$77,389,000
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Value change
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-$10,827,419
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Number of buys
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22
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Number of sells
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-26
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Price
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$59.93
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2021
57 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2021.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 49 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,280,107 shares
of 2,621,451 outstanding shares and own 48.83% of the company stock.
Largest 10 shareholders include Baird Financial Group, Inc. (172,146 shares), WELLS FARGO & COMPANY/MN (130,492 shares), MORGAN STANLEY (125,526 shares), LPL Financial LLC (115,548 shares), Cardan Capital Partners, LLC (105,341 shares), Chicago Partners Investment Group LLC (98,271 shares), ROYAL BANK OF CANADA (72,304 shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (48,058 shares), Camelot Portfolios, LLC (31,908 shares), and ENVESTNET ASSET MANAGEMENT INC (31,217 shares).
This table shows the top 49 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.