Q4 2021 13F Holders as of 31 Dec 2021
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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61
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Total 13F shares, excl. options
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1,461,189
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Shares change
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+238,502
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Total reported value, excl. options
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$92,946,000
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Value change
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+$15,201,872
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Number of buys
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30
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Number of sells
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-19
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Price
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$63.94
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2021
64 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2021.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 61 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,461,189 shares
of 2,621,451 outstanding shares and own 55.74% of the company stock.
Largest 10 shareholders include Baird Financial Group, Inc. (161,398 shares), WELLS FARGO & COMPANY/MN (135,242 shares), LPL Financial LLC (125,461 shares), Chicago Partners Investment Group LLC (124,956 shares), MORGAN STANLEY (122,500 shares), KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC (101,691 shares), ENVESTNET ASSET MANAGEMENT INC (67,166 shares), ROYAL BANK OF CANADA (66,916 shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (46,085 shares), and CITADEL ADVISORS LLC (43,039 shares).
This table shows the top 61 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.