Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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30
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Total 13F shares, excl. options
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415,362
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Shares change
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+15,270
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Total reported value, excl. options
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$15,058,000
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Value change
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+$554,218
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Number of buys
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13
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Number of sells
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-12
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Price
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$36.26
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2016
30 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2016.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 415,362 shares
of 2,621,451 outstanding shares and own 15.84% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (68,853 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (61,611 shares), Frontier Wealth Management LLC (55,882 shares), Camelot Portfolios, LLC (37,586 shares), BB&T SECURITIES, LLC (27,486 shares), ROYAL BANK OF CANADA (22,361 shares), WELLS FARGO & COMPANY/MN (22,018 shares), SG Americas Securities, LLC (15,500 shares), JANE STREET GROUP, LLC (14,116 shares), and One Capital Management, LLC (13,974 shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.