FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,621,451
Number of holders
26
Total 13F shares, excl. options
513,723
Shares change
-46,296
Total reported value, excl. options
$23,800,000
Value change
-$1,966,570
Number of buys
13
Number of sells
-15
Price
$46.33

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2017

32 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2017.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 513,723 shares of 2,621,451 outstanding shares and own 19.6% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (167,704 shares), Chicago Partners Investment Group LLC (48,598 shares), Camelot Portfolios, LLC (42,983 shares), Frontier Wealth Management LLC (33,524 shares), WELLS FARGO & COMPANY/MN (33,226 shares), ROYAL BANK OF CANADA (30,692 shares), BB&T SECURITIES, LLC (24,276 shares), IFP Advisors, Inc (21,672 shares), LPL Financial LLC (19,451 shares), and BANK OF AMERICA CORP /DE/ (15,264 shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.