FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,621,451
Number of holders
40
Total 13F shares, excl. options
1,670,103
Shares change
+565,885
Total reported value, excl. options
$67,970,000
Value change
+$22,691,587
Number of buys
22
Number of sells
-14
Price
$40.58

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2018

45 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2018.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,670,103 shares of 2,621,451 outstanding shares and own 64% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (526,204 shares), Cardan Capital Partners, LLC (469,855 shares), Chicago Partners Investment Group LLC (64,183 shares), BANK OF AMERICA CORP /DE/ (61,865 shares), CITADEL ADVISORS LLC (58,552 shares), LPL Financial LLC (50,608 shares), ROYAL BANK OF CANADA (46,811 shares), WELLS FARGO & COMPANY/MN (39,297 shares), IFP Advisors, Inc (34,749 shares), and Camelot Portfolios, LLC (34,063 shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.