FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q2 2016 13F Holders as of 6/30/2016

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2.62M
Number of holders
29
Total 13F shares, excl. options
404K
Shares change
-85K
Total reported value, excl. options
$13.5M
Value change
-$2.83M
Number of buys
8
Number of sells
-15
Price
$33.46

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2016

33 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q2 2016.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 404K shares of 2.62M outstanding shares and own 15.4% of the company stock.
Largest 10 shareholders include BB&T SECURITIES, LLC (112K shares), Frontier Wealth Management LLC (65.4K shares), MORGAN STANLEY (56.7K shares), Camelot Portfolios, LLC (37.5K shares), WELLS FARGO & COMPANY/MN (19.2K shares), JANE STREET GROUP, LLC (14.8K shares), One Capital Management, LLC (14.2K shares), Timber Hill LLC (12.6K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (11K shares), and Chicago Partners Investment Group LLC (9.01K shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.