Theodore Brombach

Insider Reports History

Entity
Individual
Location
321 N. Clark Street, Chicago, IL
Signature
/s/Theodore Brombach
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Theodore Brombach:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Montana Technologies Corp. 10%+ Owner Class A Common Stock 773K $6.57M $8.50 Oct 17, 2024 Direct
XAI Octagon Floating Rate & Alternative Income Trust President & CEO, Director Common Shares of Beneficial Ownership 506K $3.29M $6.50 Dec 18, 2024 Direct
Montana Technologies Corp. 10%+ Owner Class A Common Stock 154K $1.31M $8.50 Oct 17, 2024 By XMS Holdings LLC
XAI Octagon Floating Rate & Alternative Income Trust President & CEO, Director Common Shares of Beneficial Ownership 20.7K $135K $6.50 Dec 18, 2024 XMS Holdings, LLC
XAI Octagon Floating Rate & Alternative Income Trust President & CEO, Director Common Shares of Beneficial Ownership 10.3K $66.6K $6.50 Dec 18, 2024 XA Investments, LLC
Montana Technologies Corp. 10%+ Owner Class A Common Stock 0 $0 $8.50 Oct 17, 2024 By XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Class B Common Stock 0 $0 $8.50 Mar 14, 2024 By XPDI Sponsor II LLC
Montana Technologies Corp. 10%+ Owner Warrants 2.73M Sep 16, 2024 By: XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 584K Oct 17, 2024 Direct
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 120K Oct 17, 2024 By XMS Holdings LLC
Octagon XAI CLO Income Fund President & CEO, Interested Trustee Common Shares of Beneficial Ownership 4K Feb 16, 2024 XA Investments LLC
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 0 Oct 17, 2024 By XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Warrants 0 Sep 16, 2024 By: XPDI Sponsor II LLC

Insider Reports Filed by Theodore Brombach

Symbol Company Period Transactions Value $ Form Type Date Filed Role
XFLT XAI Octagon Floating Rate & Alternative Income Trust Dec 18, 2024 1 $0 4 Jan 16, 2025 President & CEO, Director
MCN Madison Covered Call & Equity Strategy Fund Dec 2, 2024 0 $0 3 Dec 2, 2024 President & CEO
AIRJ Montana Technologies Corp. Oct 17, 2024 6 $0 4 Oct 21, 2024 10%+ Owner
XFLT XAI Octagon Floating Rate & Alternative Income Trust Sep 30, 2024 2 $0 5 Nov 15, 2024 President & CEO
AIRJ Montana Technologies Corp. Sep 16, 2024 2 $0 4 Sep 18, 2024 10%+ Owner
AIRJ Montana Technologies Corp. Jul 24, 2024 1 $0 4 Jul 26, 2024 10%+ Owner
XFLT XAI Octagon Floating Rate & Alternative Income Trust May 9, 2024 2 $49K 4 May 10, 2024 President & CEO
AIRJ Montana Technologies Corp. Mar 14, 2024 4 $0 4 Mar 20, 2024 Director, 10%+ Owner
[NONE] Octagon XAI CLO Income Fund Feb 16, 2024 0 $0 3 Feb 26, 2024 President & CEO, Interested Trustee
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Dec 11, 2023 2 $5.82K 4 Dec 13, 2023 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Dec 5, 2023 1 $41.3K 4 Dec 6, 2023 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 13, 2023 1 $2.05K 4 Nov 16, 2023 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 11, 2022 1 $20.3K 4 Nov 15, 2022 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 10, 2022 3 $13.3K 4 Nov 14, 2022 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 8, 2022 5 $39.1K 4/A Nov 9, 2022 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 3, 2022 2 $25.5K 4/A Nov 9, 2022 President & CEO
XPDB Power & Digital Infrastructure Acquisition II Corp. Dec 9, 2021 0 $0 3 Dec 10, 2021 Director, 10%+ Owner
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Nov 8, 2021 5 $39.1K 4 Nov 9, 2022 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Sep 30, 2021 0 $0 5 Dec 17, 2021 President & CEO
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust Jul 21, 2021 1 $251K 4 Jul 22, 2021 President & CEO