Theodore Brombach

Insider Reports History

Location
Chicago, IL
Signature
/s/Theodore Brombach
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Theodore Brombach:

Company Role Class Num Shares Value Price $ Report Date Ownership
Montana Technologies Corp. 10%+ Owner Class A Common Stock 773,066 $6,571,061 $8.50 17 Oct 2024 Direct
XAI Octagon Floating Rate & Alternative Income Trust President & CEO, Director Common Shares of Beneficial Ownership 544,856 $3,291,740 $6.50 01 Oct 2025 Direct
Montana Technologies Corp. 10%+ Owner Class A Common Stock 153,626 $1,305,821 $8.50 17 Oct 2024 By XMS Holdings LLC
XAI Octagon Floating Rate & Alternative Income Trust President & CEO, Director Common Shares of Beneficial Ownership 16,104 $134,771 $6.50 24 Dec 2025 XMS Holdings LLC
XAI Octagon Floating Rate & Alternative Income Trust President & CEO, Director Common Shares of Beneficial Ownership 10,250 $66,625 $6.50 01 Oct 2025 XA Investments LLC
Montana Technologies Corp. 10%+ Owner Class A Common Stock 0 $0 $8.50 17 Oct 2024 By XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Class B Common Stock 0 $0 $8.50 14 Mar 2024 By XPDI Sponsor II LLC
Montana Technologies Corp. 10%+ Owner Warrants 2,725,000 16 Sep 2024 By: XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 584,470 17 Oct 2024 Direct
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 120,250 17 Oct 2024 By XMS Holdings LLC
Octagon XAI CLO Income Fund President & CEO, Interested Trustee Common Shares of Beneficial Ownership 4,000 16 Feb 2024 XA Investments LLC
Montana Technologies Corp. 10%+ Owner Private Placement Warrants 0 17 Oct 2024 By XMS XPDI Sponsor II Holdings LLC
Montana Technologies Corp. 10%+ Owner Warrants 0 16 Sep 2024 By: XPDI Sponsor II LLC

Insider Reports Filed by Theodore Brombach

Symbol Company Period Transactions Value $ Form Type Role Filing Time
XFLT XAI Octagon Floating Rate & Alternative Income Trust 01 Oct 2025 1 $0 4 President & CEO, Director 30 Dec 2025, 18:48
XFLT XAI Octagon Floating Rate & Alternative Income Trust 18 Dec 2024 1 $0 4 President & CEO, Director 16 Jan 2025, 17:54
MCN Madison Covered Call & Equity Strategy Fund 02 Dec 2024 0 $0 3 President & CEO 02 Dec 2024, 15:39
AIRJ Montana Technologies Corp. 17 Oct 2024 6 $0 4 10%+ Owner 21 Oct 2024, 21:34
XFLT XAI Octagon Floating Rate & Alternative Income Trust 30 Sep 2024 2 $0 5 President & CEO 15 Nov 2024, 17:20
AIRJ Montana Technologies Corp. 16 Sep 2024 2 $0 4 10%+ Owner 18 Sep 2024, 21:43
AIRJ Montana Technologies Corp. 24 Jul 2024 1 $0 4 10%+ Owner 26 Jul 2024, 21:50
XFLT XAI Octagon Floating Rate & Alternative Income Trust 09 May 2024 2 +$48,962 4 President & CEO 10 May 2024, 16:48
AIRJ Montana Technologies Corp. 14 Mar 2024 4 $0 4 Director, 10%+ Owner 20 Mar 2024, 21:53
/report/000171821824000001-brombach-theodore-j-2024-02-16 Octagon XAI CLO Income Fund 16 Feb 2024 0 $0 3 President & CEO, Interested Trustee 26 Feb 2024, 16:40
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 11 Dec 2023 2 +$5,816 4 President & CEO 13 Dec 2023, 13:01
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 05 Dec 2023 1 +$41,340 4 President & CEO 06 Dec 2023, 17:01
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 13 Nov 2023 1 +$2,046 4 President & CEO 16 Nov 2023, 12:04
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 11 Nov 2022 1 +$20,344 4 President & CEO 15 Nov 2022, 12:26
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 10 Nov 2022 3 +$13,275 4 President & CEO 14 Nov 2022, 19:29
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 08 Nov 2022 5 +$39,055 4/A President & CEO 09 Nov 2022, 19:39
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 03 Nov 2022 2 +$25,544 4/A President & CEO 09 Nov 2022, 18:49
AIRJ Power & Digital Infrastructure Acquisition II Corp. 09 Dec 2021 0 $0 3 Director, 10%+ Owner 10 Dec 2021, 05:16
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 08 Nov 2021 5 +$39,055 4 President & CEO 09 Nov 2022, 19:16
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 30 Sep 2021 0 $0 5 President & CEO 17 Dec 2021, 16:31
XFLT XAI Octagon Floating Rate & Alternative Income Term Trust 21 Jul 2021 1 +$250,750 4 President & CEO 22 Jul 2021, 17:01