Theodore Brombach - Nov 10, 2022 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: Nov 10, 2022
Transactions value $: $13,275
Form type: 4
Date filed: 11/14/2022, 07:29 PM
Previous filing: Nov 9, 2022
Next filing: Nov 15, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$5.91K	+891	+8.91%	$6.63	10.9K	Nov 10, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$5.01K	+754	+6.92%	$6.64	11.6K	Nov 10, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$2.36K	+355	+3.05%	$6.65	12K	Nov 10, 2022	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						485K	Nov 10, 2022	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10.2K	Nov 10, 2022	XA Investments LLC

Showing 1 to 5 of 5 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC.