Theodore J. Brombach - President and CEO, Director at XAI CLO & Income Opportunities Fund

Issuer-level insider activity

Role: President and CEO, Director
Entity type: Individual
Source filing history: Open source filing history

No buys or sells have been reported by Theodore J. Brombach since 18 Jul 2025

Reported holdings for Theodore J. Brombach in XAI CLO & Income Opportunities Fund

Form 4 holding President and CEO, Director

Octagon XAI CLO Income Fund

Security class: 5.75% Series 2027 Term Preferred Shares
Shares / value: 2,000,000
Estimated value
Report date: 01 Jun 2026
Price
Ownership: XMS Holdings LLC

Form 4 holding President and CEO, Director

Octagon XAI CLO Income Fund

Security class: 5.75% Series 2027 Term Preferred Shares
Shares / value: 1,000,000
Estimated value
Report date: 01 Jun 2026
Price
Ownership: Direct

Form 4 holding President and CEO, Director

Octagon XAI CLO Income Fund

Security class: Class I Shares
Shares / value: 4,000
Estimated value
Report date: 01 Jun 2026
Price
Ownership: XA Investments LLC

Form 4 holding President and CEO, Director

Octagon XAI CLO Income Fund

Security class: Common Shares of Beneficial Ownership
Shares / value: 4,000
Estimated value
Report date: 16 Feb 2024
Price
Ownership: XA Investments LLC

Transaction history for Theodore J. Brombach in XAI CLO & Income Opportunities Fund

Sym	Class	Transaction	%	SEC-reported value	SEC-reported price	Shares	Shares after	Date	Ownership

^* marks a reported price that did not pass the local price check.

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