Theodore J. Brombach - 01 Oct 2025 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
President & CEO, Director
Signature
/s/Theodore Brombach
Issuer symbol
XFLT
Transactions as of
01 Oct 2025
Net transactions value
$0
Form type
4
Filing time
30 Dec 2025, 18:48:18 UTC
Previous filing
16 Jan 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Brombach Theodore J President & CEO, Director 321 N. CLARK STREET, CHICAGO /s/Theodore Brombach 30 Dec 2025 0001718218

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Gift $0 -7,811 -33% $0.000000 16,104 24 Dec 2025 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 544,856 01 Oct 2025 Direct F1
holding XFLT Common Shares of Beneficial Ownership 10,250 01 Oct 2025 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned include 38,434.487 shares received through the XFLT Dividend Reinvestment Plan

Remarks:

Share transaction reflects a disposition of 7,811 shares to employees