Theodore Brombach - Dec 5, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: Dec 5, 2023
Transactions value $: $41,340
Form type: 4
Date filed: 12/6/2023, 05:01 PM
Previous filing: Nov 16, 2023
Next filing: Dec 13, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$41.3K	+6K	+33.93%	$6.89	23.7K	Dec 5, 2023	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						485K	Dec 5, 2023	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10.3K	Dec 5, 2023	XA Investments LLC

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XMS Holdings LLC purchased the shares in connection with planned employee compensation awards. Includes 2,633.85 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.