Theodore J. Brombach - 05 Dec 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Issuer symbol
XFLT
Transactions as of
05 Dec 2023
Net transactions value
+$41,340
Form type
4
Filing time
06 Dec 2023, 17:01:51 UTC
Previous filing
16 Nov 2023
Next filing
13 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $41,340 +6,000 +34% $6.89 23,684 05 Dec 2023 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 484,646 05 Dec 2023 Direct
holding XFLT Common Shares of Beneficial Ownership 10,250 05 Dec 2023 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XMS Holdings LLC purchased the shares in connection with planned employee compensation awards. Includes 2,633.85 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.