Theodore J. Brombach - Feb 16, 2024 Form 3 Insider Report for Octagon XAI CLO Income Fund ([NONE])

Role
President & CEO, Interested Trustee
Signature
/s/ Theodore J. Brombach
Stock symbol
[NONE]
Transactions as of
Feb 16, 2024
Transactions value $
$0
Form type
3
Date filed
2/26/2024, 04:40 PM
Previous filing
Dec 13, 2023
Next filing
Mar 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding [NONE] Common Shares of Beneficial Ownership 4K Feb 16, 2024 XA Investments LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr. Brombach may be deemed to indirectly beneficially own Common Shares owned by XAI, by virtue of his control of XAI.