Theodore J. Brombach - 01 Jun 2026 Form 4 Insider Report for Octagon XAI CLO Income Fund

Reporting relationship: President and CEO, Director
Issuer ticker: N/A
Reported as of: 01 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Jun 2026, 21:46:55 UTC
Prior SEC filing: 30 Dec 2025
Source filing: View source filing
Reporting owner signature: Theodore Brombach

Key filing fact

Theodore J. Brombach filed Form 4 for Octagon XAI CLO Income Fund on 10 Jun 2026.

Key facts

This page summarizes Theodore J. Brombach's Form 4 filing for Octagon XAI CLO Income Fund.
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 10 Jun 2026, 21:46.

Change

Previous filing in this sequence was filed on 30 Dec 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001718218 Primary reporting owner

Brombach Theodore J

Relationship: President and CEO, Director
Address: 321 N. CLARK STREET, CHICAGO
Signature: Theodore Brombach
Signature date: 10 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

5.75% Series 2027 Term Preferred Shares

Purchase

Transaction value
Shares: +100,000
Change %: +11%
Price: $0.000000^*
Shares after: 1,000,000
Date: 01 Jun 2026
Ownership: Direct

No ticker transaction

5.75% Series 2027 Term Preferred Shares

Purchase

Transaction value
Shares: +200,000
Change %: +11%
Price: $0.000000^*
Shares after: 2,000,000
Date: 01 Jun 2026
Ownership: XMS Holdings LLC
Footnotes: F2

No ticker holding

Class I Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,000
Date: 01 Jun 2026
Ownership: XA Investments LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Class I Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr. Brombach may be deemed to indirectly beneficially own Class I Shares owned by XAI, by virtue of his control of XAI.

Footnote F2

5.75% Series 2027 Term Preferred Shares owned by XMS Holdings ("XMS"), an affiliate of the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Brombach by virtue of his control of XMS.