Theodore Brombach - Nov 13, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: Nov 13, 2023
Transactions value $: $2,046
Form type: 4
Date filed: 11/16/2023, 12:04 PM
Previous filing: Nov 15, 2022
Next filing: Dec 6, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$2.05K	+289	+1.66%	$7.08	17.7K	Nov 13, 2023	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						485K	Nov 13, 2023	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10.3K	Nov 13, 2023	XA Investments LLC

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XMS Holdings LLC purchased the shares in connection with planned employee compensation awards. Includes 2,633.85 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.