Theodore Brombach - Sep 30, 2021 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
Theodore Brombach
Stock symbol
XFLT
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
5
Date filed
12/17/2021, 04:31 PM
Previous filing
Jul 22, 2021
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XFLT Common Shares of Beneficial Ownership 452K Sep 30, 2021 Direct
holding XFLT Common Shares of Beneficial Ownership 10.2K Sep 30, 2021 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

Includes 30,625 shares acquired under the XFLT dividend reinvestment plan.