Theodore J. Brombach - May 9, 2024 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Stock symbol
XFLT
Transactions as of
May 9, 2024
Transactions value $
$48,962
Form type
4
Date filed
5/10/2024, 04:48 PM
Previous filing
Mar 20, 2024
Next filing
Jul 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $24.4K +3.42K +16.64% $7.13 24K May 9, 2024 XMS Holdings LLC F1
transaction XFLT Common Shares of Beneficial Ownership Purchase $24.6K +3.45K +14.4% $7.13 27.4K May 10, 2024 XMS Holdings LLC F1
holding XFLT Common Shares of Beneficial Ownership 485K May 9, 2024 Direct
holding XFLT Common Shares of Beneficial Ownership 10.3K May 9, 2024 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC