Theodore Brombach - May 9, 2024 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: May 9, 2024
Transactions value $: $48,962
Form type: 4
Date filed: 5/10/2024, 04:48 PM
Previous filing: Mar 20, 2024
Next filing: Jul 26, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$24.4K	+3.42K	+16.64%	$7.13	24K	May 9, 2024	XMS Holdings LLC	F1
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$24.6K	+3.45K	+14.4%	$7.13	27.4K	May 10, 2024	XMS Holdings LLC	F1
holding	XFLT	Common Shares of Beneficial Ownership						485K	May 9, 2024	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10.3K	May 9, 2024	XA Investments LLC

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC