Theodore J. Brombach - 09 May 2024 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Issuer symbol
XFLT
Transactions as of
09 May 2024
Net transactions value
+$48,962
Form type
4
Filing time
10 May 2024, 16:48:27 UTC
Previous filing
20 Mar 2024
Next filing
26 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $24,363 +3,417 +17% $7.13 23,951 09 May 2024 XMS Holdings LLC F1
transaction XFLT Common Shares of Beneficial Ownership Purchase $24,598 +3,450 +14% $7.13 27,401 10 May 2024 XMS Holdings LLC F1
holding XFLT Common Shares of Beneficial Ownership 484,646 09 May 2024 Direct
holding XFLT Common Shares of Beneficial Ownership 10,250 09 May 2024 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC