Theodore Brombach - Dec 11, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: Dec 11, 2023
Transactions value $: $5,816
Form type: 4
Date filed: 12/13/2023, 01:01 PM
Previous filing: Dec 6, 2023
Next filing: Feb 26, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XFLT	Common Shares of Beneficial Ownership	Other	$0	-5.41K	-22.62%	$0.00	18.5K	Dec 11, 2023	XMS Holdings LLC	F1, F2
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$5.82K	+825	+4.46%	$7.05	19.3K	Dec 12, 2023	XMS Holdings LLC	F2
holding	XFLT	Common Shares of Beneficial Ownership						485K	Dec 11, 2023	Direct
holding	XFLT	Common Shares of Beneficial Ownership						10.3K	Dec 11, 2023	XA Investments LLC

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares disposed of on 12/11/2023 were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees.
F2	Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.