Theodore Brombach - Dec 11, 2023 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Stock symbol
XFLT
Transactions as of
Dec 11, 2023
Transactions value $
$5,816
Form type
4
Date filed
12/13/2023, 01:01 PM
Previous filing
Dec 6, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Other $0 -5.41K -22.62% $0.00 18.5K Dec 11, 2023 XMS Holdings LLC F1, F2
transaction XFLT Common Shares of Beneficial Ownership Purchase $5.82K +825 +4.46% $7.05 19.3K Dec 12, 2023 XMS Holdings LLC F2
holding XFLT Common Shares of Beneficial Ownership 485K Dec 11, 2023 Direct
holding XFLT Common Shares of Beneficial Ownership 10.3K Dec 11, 2023 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares disposed of on 12/11/2023 were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees.
F2 Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC.