Theodore J. Brombach - President & CEO, Director at XAI Floating Rate & Alternative Income Trust

Issuer-level insider activity

Role: President & CEO, Director
Issuer ticker: XFLT on NYSE
Entity type: Individual
Source filing history: Open source filing history

No buys or sells have been reported by Theodore J. Brombach since 26 Aug 2025

Reported holdings for Theodore J. Brombach in XAI Floating Rate & Alternative Income Trust

Form 4 holding President & CEO, Director

XAI Octagon Floating Rate & Alternative Income Trust

Security class: Common Shares of Beneficial Ownership
Shares / value: 544,856
Estimated value: $3,291,740
Report date: 01 Oct 2025
Price: $6.50
Ownership: Direct

Form 4 holding President & CEO, Director

XAI Octagon Floating Rate & Alternative Income Trust

Security class: Common Shares of Beneficial Ownership
Shares / value: 16,104
Estimated value: $134,771
Report date: 24 Dec 2025
Price: $6.50
Ownership: XMS Holdings LLC

Form 4 holding President & CEO, Director

XAI Octagon Floating Rate & Alternative Income Trust

Security class: Common Shares of Beneficial Ownership
Shares / value: 10,250
Estimated value: $66,625
Report date: 01 Oct 2025
Price: $6.50
Ownership: XA Investments LLC

Transaction history for Theodore J. Brombach in XAI Floating Rate & Alternative Income Trust

Sym	Class	Transaction	%	SEC-reported value	SEC-reported price	Shares	Shares after	Date	Ownership

^* marks a reported price that did not pass the local price check.

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