Key facts
- This page summarizes Theodore J. Brombach's Form 4 filing for XAI Octagon Floating Rate & Alternative Income Trust (XFLT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 30 Dec 2025, 18:48.
Theodore J. Brombach - 01 Oct 2025 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- XFLT
- Reported as of
- 01 Oct 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 30 Dec 2025, 18:48:18 UTC
- Prior SEC filing
- 16 Jan 2025
- Next SEC filing
- 10 Jun 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/Theodore Brombach
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Theodore J. Brombach filed Form 4 for XAI Octagon Floating Rate & Alternative Income Trust (XFLT) on 30 Dec 2025.
Change
- Previous filing in this sequence was filed on 16 Jan 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001718218
Primary reporting owner
Brombach Theodore J
- Relationship
- President & CEO, Director
- Address
- 321 N. CLARK STREET, CHICAGO
- Signature
- /s/Theodore Brombach
- Signature date
- 30 Dec 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XFLT
transaction
Common Shares of Beneficial Ownership
Gift
- Transaction value
- $0
- Shares
- -7,811
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 16,104
- Date
- 24 Dec 2025
- Ownership
- XMS Holdings LLC
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 544,856
- Date
- 01 Oct 2025
- Ownership
- Direct
- Footnotes
- F1
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,250
- Date
- 01 Oct 2025
- Ownership
- XA Investments LLC
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Shares beneficially owned include 38,434.487 shares received through the XFLT Dividend Reinvestment Plan
SEC remarks
Share transaction reflects a disposition of 7,811 shares to employees