Theodore Brombach - Sep 30, 2024 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role
President & CEO
Signature
Theodore Brombach
Stock symbol
XFLT
Transactions as of
Sep 30, 2024
Transactions value $
$0
Form type
5
Date filed
11/15/2024, 05:20 PM
Previous filing
Sep 18, 2024
Next filing
Oct 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common shares of beneficial ownership Other $0 -2.39K -8.57% $0.00 25.5K Jul 10, 2024 XMS Holdings LLC F3
transaction XFLT Common shares of beneficial ownership Other $0 -831 -3.16% $0.00 25.5K Jul 17, 2024 XMS Holdings LLC F4
holding XFLT Common shares of beneficial ownership 493K Sep 30, 2024 Direct F1
holding XFLT Common shares of beneficial ownership 25.5K Sep 30, 2024 XMS Holdings, LLC F2
holding XFLT Common shares of beneficial ownership 10.3K Sep 30, 2024 XA Investments LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 8723.109 shares acquired through the XFLT Dividend Reinvestment Plan
F2 Includes 1318.03 shares acquired through the XFLT Dividend Reinvestment Plan
F3 Shares disposed on 07/10/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
F4 Shares disposed on 07/17/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm