Theodore J. Brombach - 03 Nov 2022 Form 4/A - Amendment Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Issuer symbol: XFLT
Transactions as of: 03 Nov 2022
Net transactions value: +$25,544
Form type: 4/A - Amendment
Filing time: 09 Nov 2022, 18:49:35 UTC
Date Of Original Report: 04 Nov 2022
Previous filing: 10 Dec 2021
Next filing: 09 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$2,616	+412		$6.35	412	03 Nov 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$22,927	+3,588	+871%	$6.39	4,000	04 Nov 2022	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						10,205	03 Nov 2022	XA Investments LLC
holding	XFLT	Common Shares of Beneficial Ownership						484,646	03 Nov 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC. Includes 31,845 shares acquired under the XFLT dividend reinvestment plan and a 400 share de minimus purchase on 12/20/2021.