Theodore Brombach - Nov 3, 2022 Form 4/A - Amendment Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: Nov 3, 2022
Transactions value $: $25,544
Form type: 4/A - Amendment
Date filed: 11/9/2022, 06:49 PM
Date Of Original Report: Nov 4, 2022
Previous filing: Dec 10, 2021
Next filing: Nov 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$2.62K	+412		$6.35	412	Nov 3, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$22.9K	+3.59K	+870.87%	$6.39	4K	Nov 4, 2022	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						10.2K	Nov 3, 2022	XA Investments LLC
holding	XFLT	Common Shares of Beneficial Ownership						485K	Nov 3, 2022	Direct

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC. Includes 31,845 shares acquired under the XFLT dividend reinvestment plan and a 400 share de minimus purchase on 12/20/2021.