Theodore Brombach - Dec 18, 2024 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Role: President & CEO, Director
Signature: /s/Theodore Brombach
Stock symbol: XFLT
Transactions as of: Dec 18, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/16/2025, 05:54 PM
Previous filing: Dec 2, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XFLT	Common Shares of Beneficial Ownership	Other	$0	-6.05K	-22.59%	$0.00	20.7K	Dec 18, 2024	XMS Holdings, LLC	F1
holding	XFLT	Common Shares of Beneficial Ownership						506K	Dec 18, 2024	Direct	F2
holding	XFLT	Common Shares of Beneficial Ownership						10.3K	Dec 18, 2024	XA Investments, LLC	F3

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. Shares beneficially owned includes 1,288.18 shares received through the XFLT Dividend Reinvestment Plan. Mr. Brombach may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC.
F2	Shares beneficially owned include 13,052.404 shares received through the XFLT Dividend Reinvestment Plan
F3	Mr. Brombach may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC.