Theodore Brombach - Nov 8, 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Stock symbol
XFLT
Transactions as of
Nov 8, 2021
Transactions value $
$39,055
Form type
4
Date filed
11/9/2022, 07:16 PM
Previous filing
Dec 17, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $638 +100 +2.5% $6.38 4.1K Nov 8, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $13.6K +2.1K +51.22% $6.49 6.2K Nov 8, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $11.7K +1.8K +29.03% $6.50 8K Nov 8, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $7.07K +1.08K +13.53% $6.53 9.08K Nov 9, 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $6.02K +918 +10.11% $6.56 10K Nov 9, 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 485K Nov 8, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC.