Theodore Brombach - Nov 8, 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role: President & CEO
Signature: /s/ Theodore Brombach
Stock symbol: XFLT
Transactions as of: Nov 8, 2021
Transactions value $: $39,055
Form type: 4
Date filed: 11/9/2022, 07:16 PM
Previous filing: Dec 17, 2021
Next filing: Dec 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$638	+100	+2.5%	$6.38	4.1K	Nov 8, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$13.6K	+2.1K	+51.22%	$6.49	6.2K	Nov 8, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$11.7K	+1.8K	+29.03%	$6.50	8K	Nov 8, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$7.07K	+1.08K	+13.53%	$6.53	9.08K	Nov 9, 2022	XMS Holdings LLC
transaction	XFLT	Common Shares of Beneficial Ownership	Purchase	$6.02K	+918	+10.11%	$6.56	10K	Nov 9, 2022	XMS Holdings LLC
holding	XFLT	Common Shares of Beneficial Ownership						485K	Nov 8, 2021	Direct

Showing 1 to 6 of 6 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC.