Theodore J. Brombach - 08 Nov 2021 Form 4 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Role
President & CEO
Signature
/s/ Theodore Brombach
Issuer symbol
XFLT
Transactions as of
08 Nov 2021
Net transactions value
+$39,055
Form type
4
Filing time
09 Nov 2022, 19:16:11 UTC
Previous filing
17 Dec 2021
Next filing
10 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XFLT Common Shares of Beneficial Ownership Purchase $638 +100 +2.5% $6.38 4,100 08 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $13,629 +2,100 +51% $6.49 6,200 08 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $11,700 +1,800 +29% $6.50 8,000 08 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $7,065 +1,082 +14% $6.53 9,082 09 Nov 2022 XMS Holdings LLC
transaction XFLT Common Shares of Beneficial Ownership Purchase $6,022 +918 +10% $6.56 10,000 09 Nov 2022 XMS Holdings LLC
holding XFLT Common Shares of Beneficial Ownership 484,646 08 Nov 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

XA Investments is a subsidiary of XMS Holdings LLC.