Comparable stake leader
TRUIST FINANCIAL CORP
SEC ownership of Hercules Capital, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001280784.
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
1/50
Latest evidence
09 Jul 2026
- Public ticker
- HTGC, HCXY on NYSE
- Parsed ownership sources
-
13F, 13D/G, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
TRUIST FINANCIAL CORP
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
1 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
TRUIST FINANCIAL CORP
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
09 Jul 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001280784
- Issuer location
- San Mateo, CA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Hercules Capital, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
TRUIST FINANCIAL CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
1/50
Latest evidence
09 Jul 2026
13F
13D/G
3/4/5
Lead comparable stake: 0.3%
49 rows are not safely comparable across share classes.
13D/G row: TRUIST FINANCIAL CORP
Showing 1-8 of 50 holder rows.
Quick read
TRUIST FINANCIAL CORP leads the comparable SEC ownership view at 0.3%.
1 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens TRUIST FINANCIAL CORP's linked filing trail.
Comparable ownership
Top 1
TRUIST FINANCIAL CORP
0.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP |
13F
13D/G
Company
|
0.3%
from 13D/G
|
$445,664
28,260 shares
|
— | 30 Jun 2026 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$61,150,289
3,877,634 shares
|
— | 30 Jun 2026 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$57,836,764
3,667,518 shares
|
— | 30 Jun 2026 |
| CITADEL ADVISORS LLC |
13F
Company
|
—
class O/S missing
|
$46,318,414
2,937,122 shares
|
— | 30 Jun 2026 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$41,723,383
2,645,744 shares
|
— | 30 Jun 2026 |
| Scott Bluestein |
3/4/5
Chief Executive Officer, Director
|
—
mixed-class rows
|
$41,683,777
2,646,550 shares
mixed-class rows
|
+$552,850 | 09 Jul 2026 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$35,732,044
2,265,824 shares
|
— | 30 Jun 2026 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$29,289,174
1,857,272 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$2,798,644.
Buys
$2,798,644
Insiders: 11
Sells
$0
Insiders: 0
Net
+$2,798,644
Shares: +188,167
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 188,167
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 156,002 | 0 | $2,276,188 | $0 | +$2,276,188 |
| 6-9 | 26,165 | 0 | $415,808 | $0 | +$415,808 |
| 9-12 | 6,000 | 0 | $106,647 | $0 | +$106,647 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-16 of 16 reporting-owner rows connected to Hercules Capital, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
16
Largest Forms 3/4/5 holder
Scott Bluestein
Net 12M change
+$2,798,643
Latest report
09 Jul 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Scott Bluestein | Chief Executive Officer, Director | $41,683,777 | +$552,850 | +1.3% | Mixed | 09 Jul 2026 |
| Seth H. Meyer | President | $7,538,751 | +$200,620 | +2.7% | Mixed | 09 Jul 2026 |
| Christian Follmann | Chief Operating Officer | $2,803,727 | +$73,400 | +2.7% | Mixed | 09 Jul 2026 |
| Thomas J. Fallon | Director | $2,366,814 | +$855,790 | +57% | Mixed | 26 Mar 2026 |
| Robert P. Badavas | Director | $1,935,106 | +$198,892 | +11% | Mixed | 18 Jun 2026 |
| Kiersten Zaza Botelho | Chief Legal Officer & CCO | $1,836,647 | +$18,473 | +1% | Mixed | 09 Jul 2026 |
| Melanie Grace | General Counsel & CCO | $1,539,914 | Mixed | 24 Sep 2021 | ||
| Gayle A. Crowell | Director | $1,400,402 | +$311,966 | +29% | Filing P/S | 26 Mar 2026 |
| Wade Loo | Director | $818,291 | +$154,433 | +23% | Mixed | 26 Mar 2026 |
| Bradford C. Koenig | Director | $588,648 | Mixed | 17 Nov 2022 | ||
| DeAnne Aguirre | Director | $532,266 | +$104,999 | +25% | Mixed | 26 Mar 2026 |
| Doreen Woo Ho | Director | $478,194 | Mixed | 02 Aug 2021 | ||
| Andrew Olson | Chief Financial Officer | $448,801 | Mixed | 18 May 2026 | ||
| Nikos Theodosopoulos | Director | $421,344 | +$240,153 | +133% | Filing P/S | 26 Mar 2026 |
| Paramjeet K. Randhawa | Director | $322,674 | +$87,067 | +37% | Filing P/S | 26 Mar 2026 |
| Carol L. Foster | Director | $298,807 | Mixed | 19 May 2021 |
Recent insider transactions for Hercules Capital, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Christian Follmann | HTGC | Common Stock | Tax liability | -1.9% | -2,798 | 144,539 | 09 Jul 2026 | Direct | ||
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -1.46% | -6,469 | 435,605 | 09 Jul 2026 | Direct | ||
| Scott Bluestein | HTGC | Common Stock | Tax liability | -0.82% | -20,393 | 2,475,593 | 09 Jul 2026 | Direct | ||
| Kiersten Zaza Botelho | HTGC | Common Stock | Tax liability | -2.16% | -1,974 | 89,388 | 09 Jul 2026 | Direct | ||
| Robert P. Badavas | HTGC | Common Stock | Award | 76.4% | 3,873 | 8,943 | 18 Jun 2026 | Direct | ||
| Robert P. Badavas | HTGC | Common Stock | Award | 76.4% | 3,873 | 8,943 | 18 Jun 2026 | Direct | ||
| Robert P. Badavas | HTGC | Common Stock | Award | 76.4% | 3,873 | 8,943 | 18 Jun 2026 | Direct | ||
| Robert P. Badavas | HTGC | Common Stock | Award | 76.4% | 3,873 | 8,943 | 18 Jun 2026 | Direct | ||
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -5 | 442,074 | 09 Jun 2026 | Direct | |||
| Kiersten Zaza Botelho | HTGC | Common Stock | Tax liability | -2.11% | -1,974 | 91,362 | 09 Apr 2026 | Direct | ||
| Christian Follmann | HTGC | Common Stock | Tax liability | -1.86% | -2,798 | 147,337 | 09 Apr 2026 | Direct | ||
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -1.44% | -6,469 | 442,079 | 09 Apr 2026 | Direct | ||
| Scott Bluestein | HTGC | Common Stock | Tax liability | -0.81% | -20,393 | 2,495,986 | 09 Apr 2026 | Direct | ||
| Robert P. Badavas | HTGC | Common Stock | Purchase | 259.1% | $52,492 | $14.35 | 3,658 | 5,070 | 26 Mar 2026 | Direct |
| Wade Loo | HTGC | Common Stock | Purchase | 108.7% | $104,999 | $14.35 | 7,317 | 14,050 | 26 Mar 2026 | Direct |
| Thomas J. Fallon | HTGC | Common Stock | Purchase | 4.85% | $104,390 | $14.30 | 7,300 | 157,669 | 26 Mar 2026 | By Trust |
| DeAnne Aguirre | HTGC | Common Stock | Purchase | 213.2% | $104,999 | $14.35 | 7,317 | 10,749 | 26 Mar 2026 | Direct |
| Paramjeet K. Randhawa | HTGC | Common Stock | Purchase | 15% | $41,988 | $14.35 | 2,926 | 22,486 | 26 Mar 2026 | Direct |
| Gayle A. Crowell | HTGC | Common Stock | Purchase | 8.11% | $104,999 | $14.35 | 7,317 | 97,589 | 26 Mar 2026 | Direct |
| Nikos Theodosopoulos | HTGC | Common Stock | Purchase | 33.2% | $104,999 | $14.35 | 7,317 | 29,362 | 26 Mar 2026 | Direct |
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -5 | 448,548 | 05 Mar 2026 | Direct | |||
| Christian Follmann | HTGC | Common Stock | Purchase | 3.45% | $73,400 | $14.68 | 5,000 | 150,135 | 04 Mar 2026 | Direct |
| Paramjeet K. Randhawa | HTGC | Common Stock | Purchase | 18.5% | $45,079 | $14.78 | 3,050 | 19,560 | 04 Mar 2026 | Direct |
| Seth H. Meyer | HTGC | Common Stock | Purchase | 3.22% | $200,620 | $14.33 | 14,000 | 448,553 | 27 Feb 2026 | Direct |
| Nikos Theodosopoulos | HTGC | Common Stock | Purchase | 13.7% | $36,946 | $14.21 | 2,600 | 21,523 | 27 Feb 2026 | Direct |
| Robert P. Badavas | HTGC | Common Stock | Purchase | 4.27% | $71,350 | $14.27 | 5,000 | 122,073 | 27 Feb 2026 | By Trust |
| Kiersten Zaza Botelho | HTGC | Common Stock | Purchase | 1.41% | $18,473 | $14.21 | 1,300 | 93,336 | 27 Feb 2026 | Direct |
| Thomas J. Fallon | HTGC | Common Stock | Purchase | 15.3% | $284,000 | $14.20 | 20,000 | 150,369 | 27 Feb 2026 | By Trust |
| Scott Bluestein | HTGC | Common Stock | Purchase | 0.28% | $100,450 | $14.35 | 7,000 | 2,516,379 | 27 Feb 2026 | Direct |
| Wade Loo | HTGC | Common Stock | Purchase | 11.2% | $49,434 | $14.98 | 3,300 | 32,767 | 25 Feb 2026 | By Trust |
| Robert P. Badavas | HTGC | Common Stock | Purchase | 4.46% | $75,050 | $15.01 | 5,000 | 117,073 | 24 Feb 2026 | By Trust |
| Thomas J. Fallon | HTGC | Common Stock | Purchase | 8.31% | $149,800 | $14.98 | 10,000 | 130,369 | 24 Feb 2026 | By Trust |
| Scott Bluestein | HTGC | Common Stock | Purchase | 1.21% | $452,400 | $15.08 | 30,000 | 2,509,379 | 24 Feb 2026 | Direct |
| Gayle A. Crowell | HTGC | Common Stock | Purchase | 8.16% | $100,320 | $15.20 | 6,600 | 87,458 | 23 Feb 2026 | Direct |
| Nikos Theodosopoulos | HTGC | Common Stock | Purchase | 48.3% | $98,208 | $15.93 | 6,165 | 18,923 | 17 Feb 2026 | Direct |
| Thomas J. Fallon | HTGC | Common Stock | Purchase | 19.9% | $317,600 | $15.88 | 20,000 | 120,369 | 17 Feb 2026 | By Trust |
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -0.92% | -4,052 | 434,553 | 11 Jan 2026 | Direct | ||
| Christian Follmann | HTGC | Common Stock | Tax liability | -0.81% | -1,178 | 145,134 | 11 Jan 2026 | Direct | ||
| Kiersten Zaza Botelho | HTGC | Common Stock | Tax liability | -0.89% | -822 | 92,036 | 11 Jan 2026 | Direct | ||
| Scott Bluestein | HTGC | Common Stock | Tax liability | -0.54% | -13,431 | 2,479,379 | 11 Jan 2026 | Direct | ||
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -3.51% | -15,965 | 438,605 | 09 Jan 2026 | Direct | ||
| Christian Follmann | HTGC | Common Stock | Tax liability | -4.93% | -7,580 | 146,312 | 09 Jan 2026 | Direct | ||
| Kiersten Zaza Botelho | HTGC | Common Stock | Tax liability | -5.6% | -5,510 | 92,858 | 09 Jan 2026 | Direct | ||
| Scott Bluestein | HTGC | Common Stock | Tax liability | -1.97% | -50,081 | 2,492,810 | 09 Jan 2026 | Direct | ||
| Seth H. Meyer | HTGC | Common Stock | Award | 23% | 84,978 | 454,570 | 08 Jan 2026 | Direct | ||
| Kiersten Zaza Botelho | HTGC | Common Stock | Award | 53.4% | 34,265 | 98,368 | 08 Jan 2026 | Direct | ||
| Christian Follmann | HTGC | Common Stock | Award | 31.7% | 37,007 | 153,892 | 08 Jan 2026 | Direct | ||
| Scott Bluestein | HTGC | Common Stock | Award | 13.3% | 298,794 | 2,542,891 | 08 Jan 2026 | Direct | ||
| Seth H. Meyer | HTGC | Common Stock | Tax liability | -0.01% | -20 | 369,592 | 05 Dec 2025 | Direct | ||
| Christian Follmann | HTGC | Restricted Stock Units | Award | 36.6% | 10,560 | 39,448 | 04 Dec 2025 | Direct |
* marks a reported price that did not pass the local price check.