Thomas J. Fallon - 27 Feb 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Kiersten Zaza Botelho, Attorney-in-Fact for Thomas J Fallon
Issuer symbol
HTGC
Transactions as of
27 Feb 2026
Net transactions value
+$284,000
Form type
4
Filing time
27 Feb 2026, 16:33:52 UTC
Previous filing
25 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fallon Thomas J Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s /Kiersten Zaza Botelho, Attorney-in-Fact for Thomas J Fallon 27 Feb 2026 0001399121

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $284,000 +20,000 +15% $14.20 150,369 27 Feb 2026 By Trust F1, F2
holding HTGC Common Stock 5,779 27 Feb 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Average purchase price. Shares purchased at prices between $14.16 and $14.22.
F2 Held by the Fallon Family Revocable Trust