Scott Bluestein - 09 Jan 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
09 Jan 2026
Net transactions value
-$1,180,688
Form type
4
Filing time
13 Jan 2026, 18:45:10 UTC
Previous filing
12 Jan 2026
Next filing
24 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Bluestein Scott Chief Executive Officer C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON /s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein 13 Jan 2026 0001505910

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $931,006 -50,081 -2% $18.59 2,492,810 09 Jan 2026 Direct F1
transaction HTGC Common Stock Tax liability $249,682 -13,431 -0.54% $18.59 2,479,379 11 Jan 2026 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.