Thomas J. Fallon - 24 Feb 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Kiersten Zaza Botelho, Attorney-in-Fact for Thomas J Fallon
Issuer symbol
HTGC
Transactions as of
24 Feb 2026
Net transactions value
+$149,800
Form type
4
Filing time
25 Feb 2026, 16:03:19 UTC
Previous filing
19 Feb 2026
Next filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fallon Thomas J Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s /Kiersten Zaza Botelho, Attorney-in-Fact for Thomas J Fallon 24 Feb 2026 0001399121

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $149,800 +10,000 +8.3% $14.98 130,369 24 Feb 2026 By Trust F1, F2
holding HTGC Common Stock 5,779 24 Feb 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.
F2 Held by the Fallon Family Revocable Trust