Thomas J. Fallon - 17 Feb 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Kiersten Zaza Botelho, Attorney-in-Fact for Thomas J. Fallon
Issuer symbol
HTGC
Transactions as of
17 Feb 2026
Net transactions value
+$317,600
Form type
4
Filing time
19 Feb 2026, 11:12:34 UTC
Previous filing
09 May 2025
Next filing
25 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fallon Thomas J Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s /Kiersten Zaza Botelho, Attorney-in-Fact for Thomas J. Fallon 19 Feb 2026 0001399121

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $317,600 +20,000 +20% $15.88 120,369 17 Feb 2026 By Trust F1, F2, F3
holding HTGC Common Stock 5,779 17 Feb 2026 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Average purchase price. Shares purchased at prices between $15.81 and $15.92.
F2 Includes 151, 172 and 154 dividend reinvestment shares acquired on May 20, 2025, August 19, 2025 and November 19, 2025, respectively.
F3 Held by the Fallon Family Revocable Trust.