| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Loo Wade | Director | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Kiersten Zaza Botelho, Attorney-in-Fact for Wade Loo | 26 Feb 2026 | 0001668279 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Purchase | $49,434 | +3,300 | +11% | $14.98 | 32,767 | 25 Feb 2026 | By Trust | F1, F2 |
| holding | HTGC | Common Stock | 6,630 | 25 Feb 2026 | Direct |
| Id | Content |
|---|---|
| F1 | The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. |
| F2 | Held by the Loo Revocable Trust |