| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Meyer Seth H | Chief Financial Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer | 13 Jan 2026 | 0001768773 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | $296,789 | -15,965 | -3.5% | $18.59 | 438,605 | 09 Jan 2026 | Direct | F1 |
| transaction | HTGC | Common Stock | Tax liability | $75,327 | -4,052 | -0.92% | $18.59 | 434,553 | 11 Jan 2026 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026. |
| F2 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026. |