| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON | Kiersten Zaza Botelho | 27 Feb 2026 | 0001902313 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Purchase | $18,473 | +1,300 | +1.4% | $14.21 | 93,336 | 27 Feb 2026 | Direct |