| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Meyer Seth H | Chief Financial Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Kiersten Zaza Botelho, Attorney-in-Fact for Seth H Meyer | 09 Mar 2026 | 0001768773 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | -5 | -0% | $15.11* | 448,548 | 05 Mar 2026 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 5, 2026. |