| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bluestein Scott | Chief Executive Officer | C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON | /s /Kiersten Zaza Botelho, Attorney-in-Fact for Scott Bluestein | 24 Feb 2026 | 0001505910 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Purchase | $452,400 | +30,000 | +1.2% | $15.08 | 2,509,379 | 24 Feb 2026 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Average purchase price. Shares purchased at prices between $15.04 and $15.10. |