| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Meyer Seth H | Chief Financial Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Kiersten Zaza Botelho, Attorney-in-Fact for Seth H Meyer | 27 Feb 2026 | 0001768773 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Purchase | $200,620 | +14,000 | +3.2% | $14.33 | 448,553 | 27 Feb 2026 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | This Form 4 amendment corrects an administrative error in reporting the number of shares purchased by the Reporting Person. There is no change to the resulting amount of securities beneficially owned by the Reporting Person, which was correct in the original Form 4. |
| F2 | Average purchase price. Shares purchased at prices between $14.30 and $14.35. |