Latest Period
Q2 2026
Security Snapshot
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) Institutional Ownership
CUSIP: 47109U104
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
57
Shares (Excl. Options)
20,599,252
Price
$11.78
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- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Symbol
- JOF on NYSE
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 20,599,252
- Total 13F value
- $242,639,396
- Portfolio coverage rank
- 0%
- Share change
- -1,251,248
- Value change
- -$14,414,558
- Number of holders
- 57
- Shares outstanding
- 28,346,608
- SEC-reported price per share
- $11.17
- Insider filing price
- $11.17
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share is tracked under CUSIP 47109U104.
- 57 institutions reported positions in Q2 2026.
- 5 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 55 to 57 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $238,221,594 to $242,639,396.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 57 institutions filings for Q2 2026.
Security key
47109U104
Latest holder period
Q2 2026
13F holders
57
13D/G owners
5
CIK / CUSIP context first
Open Q2 2026 holders
JOF full holder history
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
JAPAN SMALLER CAPITALIZATION FUND INC insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 47109U104:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
5
Security
JOF
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 16% | -14% | $52,676,037 | -$8,878,171 | 4,483,067 | -14% | Allspring Global Investments Holdings, LLC | 30 Jun 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 14% | +11% | $45,878,046 | +$4,411,645 | 3,894,571 | +11% | City of London Investment Management Company Limited | 30 Jun 2026 |
| LAZARD ASSET MANAGEMENT LLC | 12% | +52% | $35,774,647 | +$12,122,032 | 3,480,024 | +51% | Lazard Asset Management LLC | 28 Nov 2025 |
| 1607 Capital Partners, LLC | 9.6% | -23% | $32,008,281 | -$10,110,769 | 2,724,109 | -24% | 1607 Capital Partners, LLC | 30 Jun 2026 |
| Saba Capital Management, L.P. | 6.7% | +19% | $20,783,488 | +$3,503,576 | 1,906,742 | +20% | Saba Capital Management, L.P. | 29 Apr 2026 |
As of 30 Jun 2026, 57 institutional investors reported holding 20,599,252 shares of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF). This represents 73% of the company’s total 28,346,608 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
71%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 16% | 4,483,067 | -12% | 0.08% | $52,810,529 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 14% | 3,894,571 | +4.7% | 2.8% | $45,878,046 |
| LAZARD ASSET MANAGEMENT LLC | 13% | 3,560,978 | +1.7% | 0.06% | $41,948,321 |
| 1607 Capital Partners, LLC | 9.6% | 2,724,109 | -24% | 2.8% | $32,090,004 |
| Saba Capital Management, L.P. | 6.9% | 1,948,781 | +22% | 0.7% | $22,956,640 |
| BANK OF AMERICA CORP /DE/ | 1.6% | 443,293 | 0% | 0% | $5,221,992 |
| Karpus Management, Inc. | 1.5% | 417,754 | -4.3% | 0.14% | $4,921,142 |
| Almitas Capital LLC | 1.4% | 386,375 | -4.1% | 1.1% | $4,551,498 |
| MORGAN STANLEY | 1% | 289,647 | -46% | 0% | $3,412,053 |
| Pekin Hardy Strauss, Inc. | 0.99% | 281,705 | +20% | 0.29% | $3,318,485 |
| Mraz, Amerine & Associates, Inc. | 0.71% | 202,362 | +3.5% | 0.34% | $2,383,827 |
| Bulldog Investors, LLP | 0.66% | 187,557 | +80% | 0.49% | $2,209,421 |
| FLAGSHIP HARBOR ADVISORS, LLC | 0.57% | 162,571 | 0.07% | $1,915,074 | |
| LPL Financial LLC | 0.53% | 150,688 | +26% | 0% | $1,775,103 |
| Altium Capital Management LLC | 0.53% | 150,412 | 0% | 3.7% | $1,771,853 |
| RAFFLES ASSOCIATES LP | 0.39% | 110,967 | 0% | 1.1% | $1,307,191 |
| RAYMOND JAMES FINANCIAL INC | 0.38% | 106,861 | +0.61% | 0% | $1,258,818 |
| CIBC WORLD MARKET INC. | 0.37% | 105,444 | +12% | 0% | $1,242,130 |
| Hara Capital LLC | 0.35% | 98,764 | -1.2% | 0.61% | $1,163,440 |
| Shaker Financial Services, LLC | 0.33% | 93,079 | +3.3% | 0.34% | $1,096,471 |
| Verition Fund Management LLC | 0.28% | 79,538 | -69% | 0.01% | $936,958 |
| CSS LLC/IL | 0.24% | 68,679 | +172% | 0.04% | $809,039 |
| Baird Financial Group, Inc. | 0.22% | 63,423 | 0% | 0% | $747,123 |
| BARD ASSOCIATES INC | 0.21% | 58,289 | +49% | 0.15% | $686,645 |
| Barry Investment Advisors, LLC | 0.2% | 57,510 | -50% | 0.14% | $677,473 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 20,599,252 | $242,639,396 | -$14,414,558 | $11.78 | 57 |
| 2026 Q1 | 21,855,006 | $238,221,594 | -$2,299,968 | $10.90 | 55 |
| 2025 Q4 | 22,065,095 | $244,483,007 | +$630,971 | $11.08 | 50 |
| 2025 Q3 | 22,002,314 | $231,897,073 | -$4,361,559 | $10.54 | 46 |
| 2025 Q2 | 22,430,698 | $216,226,836 | +$1,972,812 | $9.64 | 50 |
| 2025 Q1 | 22,279,445 | $186,922,944 | -$1,726,313 | $8.39 | 52 |
| 2024 Q4 | 22,674,172 | $173,910,899 | -$100,669 | $7.67 | 57 |
| 2024 Q3 | 22,539,745 | $186,356,321 | +$2,863,529 | $8.27 | 55 |
| 2024 Q2 | 22,143,536 | $167,842,225 | +$2,794,185 | $7.58 | 50 |
| 2024 Q1 | 21,815,981 | $174,004,734 | -$5,612,674 | $7.98 | 50 |
| 2023 Q4 | 22,577,946 | $171,352,447 | +$375,581 | $7.59 | 50 |
| 2023 Q3 | 22,311,155 | $158,618,113 | -$499,548 | $7.11 | 51 |
| 2023 Q2 | 22,355,893 | $160,986,768 | -$1,765,444 | $7.20 | 46 |
| 2023 Q1 | 22,617,903 | $156,237,215 | +$715,771 | $6.91 | 48 |
| 2022 Q4 | 22,534,483 | $146,098,172 | +$2,391,741 | $6.48 | 47 |
| 2022 Q3 | 22,143,382 | $129,663,675 | -$57,351 | $5.86 | 45 |
| 2022 Q2 | 22,130,601 | $139,961,162 | -$631,540 | $6.32 | 48 |
| 2022 Q1 | 22,225,446 | $159,129,958 | -$2,358,633 | $7.16 | 49 |
| 2021 Q4 | 22,504,505 | $177,130,131 | -$47,800,736 | $7.87 | 55 |
| 2021 Q3 | 22,724,803 | $205,643,437 | +$549,194 | $9.05 | 48 |
| 2021 Q2 | 22,664,603 | $204,448,997 | +$199,313 | $9.02 | 50 |
| 2021 Q1 | 22,640,938 | $210,619,835 | +$1,919,588 | $9.30 | 50 |
| 2020 Q4 | 22,372,994 | $202,295,057 | -$781,625 | $9.04 | 50 |
| 2020 Q3 | 22,463,416 | $194,783,010 | +$747,932 | $8.67 | 44 |
| 2020 Q2 | 23,455,407 | $183,409,000 | +$989,548 | $7.82 | 44 |