Latest Period
Q1 2026
Security Snapshot
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) Institutional Ownership
CUSIP: 47109U104
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
55
Shares (Excl. Options)
21,855,006
Price
$10.90
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- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Symbol
- JOF on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 21,855,006
- Total 13F value
- $238,221,594
- Portfolio coverage rank
- 0%
- Share change
- -210,089
- Value change
- -$2,299,968
- Number of holders
- 55
- Shares outstanding
- 28,336,759
- SEC-reported price per share
- $11.78
- Insider filing price
- $11.78
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share is tracked under CUSIP 47109U104.
- 55 institutions reported positions in Q1 2026.
- 5 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 55 to 6 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $238,221,594 to $1,695,520.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 55 institutions filings for Q1 2026.
Security key
47109U104
Latest holder period
Q1 2026
13F holders
55
13D/G owners
5
CIK / CUSIP context first
Open Q1 2026 holders
JOF full holder history
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
JAPAN SMALLER CAPITALIZATION FUND INC insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 47109U104:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
5
Security
JOF
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 18% | $45,995,400 | 5,238,656 | Allspring Global Investments Holdings, LLC | 31 Dec 2024 | |||
| 1607 Capital Partners, LLC | 13% | -16% | $39,000,448 | -$7,226,387 | 3,584,600 | -16% | 1607 Capital Partners, LLC | 31 Mar 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 12% | $37,101,517 | 3,520,068 | City of London Investment Management Company Limited | 30 Sep 2025 | |||
| LAZARD ASSET MANAGEMENT LLC | 12% | +52% | $35,774,647 | +$12,122,032 | 3,480,024 | +51% | Lazard Asset Management LLC | 28 Nov 2025 |
| Saba Capital Management, L.P. | 6.7% | +19% | $20,783,488 | +$3,503,576 | 1,906,742 | +20% | Saba Capital Management, L.P. | 29 Apr 2026 |
As of 31 Mar 2026, 55 institutional investors reported holding 21,855,006 shares of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF). This represents 77% of the company’s total 28,336,759 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
75%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 18% | 5,075,569 | -7.6% | 0.09% | $55,323,702 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 13% | 3,720,009 | +6.9% | 2.9% | $40,548,098 |
| 1607 Capital Partners, LLC | 13% | 3,584,600 | -10% | 2.8% | $39,072,140 |
| LAZARD ASSET MANAGEMENT LLC | 12% | 3,500,613 | +0.86% | 0.06% | $38,156,682 |
| Saba Capital Management, L.P. | 5.7% | 1,601,806 | -1.9% | 0.56% | $17,459,685 |
| MORGAN STANLEY | 1.9% | 535,823 | +82% | 0% | $5,840,476 |
| BANK OF AMERICA CORP /DE/ | 1.6% | 443,293 | -22% | 0% | $4,831,894 |
| Karpus Management, Inc. | 1.5% | 436,454 | -23% | 0.15% | $4,757,349 |
| Almitas Capital LLC | 1.4% | 402,956 | -7.6% | 0.99% | $4,392,220 |
| Verition Fund Management LLC | 0.9% | 255,445 | 0.03% | $2,784,351 | |
| Pekin Hardy Strauss, Inc. | 0.83% | 234,569 | +14% | 0.27% | $2,556,802 |
| Mraz, Amerine & Associates, Inc. | 0.69% | 195,453 | +12% | 0.31% | $2,130,441 |
| Altium Capital Management LLC | 0.53% | 150,412 | +278% | 3.9% | $1,639,491 |
| LPL Financial LLC | 0.42% | 119,168 | +106% | 0% | $1,298,931 |
| Barry Investment Advisors, LLC | 0.41% | 115,517 | +0.34% | 0.28% | $1,259,132 |
| Focus Partners Wealth | 0.39% | 111,255 | -9% | 0% | $1,212,681 |
| RAFFLES ASSOCIATES LP | 0.39% | 110,967 | -20% | 1% | $1,209,540 |
| RAYMOND JAMES FINANCIAL INC | 0.37% | 106,211 | -0.7% | 0% | $1,157,701 |
| Bulldog Investors, LLP | 0.37% | 104,181 | -52% | 0.26% | $1,135,573 |
| Hara Capital LLC | 0.35% | 99,964 | -12% | 0.54% | $1,089,608 |
| CIBC WORLD MARKET INC. | 0.33% | 94,348 | +17% | 0% | $1,028,393 |
| Shaker Financial Services, LLC | 0.32% | 90,079 | -3.8% | 0.34% | $981,862 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0.32% | 90,057 | +5.9% | 0.14% | $981,621 |
| Baird Financial Group, Inc. | 0.22% | 63,423 | -0.79% | 0% | $691,311 |
| EVOLVE PRIVATE WEALTH, LLC | 0.2% | 57,744 | -0.25% | 0.03% | $629,410 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 145,594 | $1,695,520 | -$1,420,392 | $11.78 | 6 |
| 2026 Q1 | 21,855,006 | $238,221,594 | -$2,299,968 | $10.90 | 55 |
| 2025 Q4 | 22,065,095 | $244,483,007 | +$630,971 | $11.08 | 50 |
| 2025 Q3 | 22,002,314 | $231,897,073 | -$4,361,559 | $10.54 | 46 |
| 2025 Q2 | 22,430,698 | $216,226,836 | +$1,972,812 | $9.64 | 50 |
| 2025 Q1 | 22,279,445 | $186,922,944 | -$1,726,313 | $8.39 | 52 |
| 2024 Q4 | 22,674,172 | $173,910,899 | -$100,669 | $7.67 | 57 |
| 2024 Q3 | 22,539,745 | $186,356,321 | +$2,863,529 | $8.27 | 55 |
| 2024 Q2 | 22,143,536 | $167,842,225 | +$2,794,185 | $7.58 | 50 |
| 2024 Q1 | 21,815,981 | $174,004,734 | -$5,612,674 | $7.98 | 50 |
| 2023 Q4 | 22,577,946 | $171,352,447 | +$375,581 | $7.59 | 50 |
| 2023 Q3 | 22,311,155 | $158,618,113 | -$499,548 | $7.11 | 51 |
| 2023 Q2 | 22,355,893 | $160,986,768 | -$1,765,444 | $7.20 | 46 |
| 2023 Q1 | 22,617,903 | $156,237,215 | +$715,771 | $6.91 | 48 |
| 2022 Q4 | 22,534,483 | $146,098,172 | +$2,391,741 | $6.48 | 47 |
| 2022 Q3 | 22,143,382 | $129,663,675 | -$57,351 | $5.86 | 45 |
| 2022 Q2 | 22,130,601 | $139,961,162 | -$631,540 | $6.32 | 48 |
| 2022 Q1 | 22,225,446 | $159,129,958 | -$2,358,633 | $7.16 | 49 |
| 2021 Q4 | 22,504,505 | $177,130,131 | -$47,800,736 | $7.87 | 55 |
| 2021 Q3 | 22,724,803 | $205,643,437 | +$549,194 | $9.05 | 48 |
| 2021 Q2 | 22,664,603 | $204,448,997 | +$199,313 | $9.02 | 50 |
| 2021 Q1 | 22,640,938 | $210,619,835 | +$1,919,588 | $9.30 | 50 |
| 2020 Q4 | 22,372,994 | $202,295,057 | -$781,625 | $9.04 | 50 |
| 2020 Q3 | 22,463,416 | $194,783,010 | +$747,932 | $8.67 | 44 |
| 2020 Q2 | 23,455,407 | $183,409,000 | +$989,548 | $7.82 | 44 |