Security Snapshot

JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) Institutional Ownership

CUSIP: 47109U104

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

56

Shares (Excl. Options)

21,859,633

Price

$10.90

Save this security page for your next review

Keep this CUSIP in your watchlists so you can revisit quarter changes from one place. If you create an account from here, we will bring you back after verification.

Create free account and return here Sign in and return here Review latest holder period
Type / Class
Equity / Common Stock, par value $0.10 per share
Symbol
JOF on NYSE
Shares outstanding
28,336,759
Price per share
$10.88
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
21,859,633
Total reported value
$238,272,025
% of total 13F portfolios
0%
Share change
-205,462
Value change
-$2,249,537
Number of holders
56
Price from insider filings
$10.88
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Key facts

  • JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share is tracked under CUSIP 47109U104.
  • 56 institutions reported positions in Q1 2026.
  • 5 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 50 to 56 between Q4 2025 and Q1 2026.
  • Reported value moved from $244,483,007 to $238,272,025.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 56 institutions filings for Q1 2026.

Open SEC Evidence

Security key

47109U104

Latest holder period

Q1 2026

13F holders

56

13D/G owners

5

CIK / CUSIP context first

Open Q1 2026 holders JOF full holder history JAPAN SMALLER CAPITALIZATION FUND INC SEC filings JAPAN SMALLER CAPITALIZATION FUND INC insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

Significant Owners of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 18% $45,995,400 5,238,656 Allspring Global Investments Holdings, LLC 31 Dec 2024
1607 Capital Partners, LLC 13% -16% $39,000,448 -$7,226,387 3,584,600 -16% 1607 Capital Partners, LLC 31 Mar 2026
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 12% $37,101,517 3,520,068 City of London Investment Management Company Limited 30 Sep 2025
LAZARD ASSET MANAGEMENT LLC 12% +52% $35,774,647 +$12,122,032 3,480,024 +51% Lazard Asset Management LLC 28 Nov 2025
Saba Capital Management, L.P. 6.7% +19% $20,783,488 +$3,503,576 1,906,742 +20% Saba Capital Management, L.P. 29 Apr 2026

As of 31 Mar 2026, 56 institutional investors reported holding 21,859,633 shares of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF). This represents 77% of the company’s total 28,336,759 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) together control 75% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Allspring Global Investments Holdings, LLC 18% 5,075,569 -7.6% 0.09% $55,323,702
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13% 3,720,009 +6.9% 2.9% $40,548,098
1607 Capital Partners, LLC 13% 3,584,600 -10% 2.8% $39,072,140
LAZARD ASSET MANAGEMENT LLC 12% 3,500,613 +0.86% 0.06% $38,156,682
Saba Capital Management, L.P. 5.7% 1,601,806 -1.9% 0.56% $17,459,685
MORGAN STANLEY 1.9% 535,823 +82% 0% $5,840,476
BANK OF AMERICA CORP /DE/ 1.6% 443,293 -22% 0% $4,831,894
Karpus Management, Inc. 1.5% 436,454 -23% 0.15% $4,757,349
Almitas Capital LLC 1.4% 402,956 -7.6% 0.99% $4,392,220
Verition Fund Management LLC 0.9% 255,445 0.03% $2,784,351
Pekin Hardy Strauss, Inc. 0.83% 234,569 +14% 0.27% $2,556,802
Mraz, Amerine & Associates, Inc. 0.69% 195,453 +12% 0.31% $2,130,441
Altium Capital Management LLC 0.53% 150,412 +278% 3.9% $1,639,491
LPL Financial LLC 0.42% 119,168 +106% 0% $1,298,931
Barry Investment Advisors, LLC 0.41% 115,517 +0.34% 0.28% $1,259,132
Focus Partners Wealth 0.39% 111,255 -9% 0% $1,212,681
RAFFLES ASSOCIATES LP 0.39% 110,967 -20% 1% $1,209,540
RAYMOND JAMES FINANCIAL INC 0.37% 106,211 -0.7% 0% $1,157,701
Bulldog Investors, LLP 0.37% 104,181 -52% 0.26% $1,135,573
Hara Capital LLC 0.35% 99,964 -12% 0.54% $1,089,608
CIBC WORLD MARKET INC. 0.33% 94,348 +17% 0% $1,028,393
Shaker Financial Services, LLC 0.32% 90,079 -3.8% 0.34% $981,862
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.32% 90,057 +5.9% 0.14% $981,621
Baird Financial Group, Inc. 0.22% 63,423 -0.79% 0% $691,311
EVOLVE PRIVATE WEALTH, LLC 0.2% 57,744 -0.25% 0.03% $629,410

Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 21,859,633 $238,272,025 -$2,249,537 $10.90 56
2025 Q4 22,065,095 $244,483,007 +$630,971 $11.08 50
2025 Q3 22,002,314 $231,897,073 -$4,361,559 $10.54 46
2025 Q2 22,430,698 $216,226,836 +$1,972,812 $9.64 50
2025 Q1 22,279,445 $186,922,944 -$1,726,313 $8.39 52
2024 Q4 22,674,172 $173,910,899 -$100,669 $7.67 57
2024 Q3 22,539,745 $186,356,321 +$2,863,529 $8.27 55
2024 Q2 22,143,536 $167,842,225 +$2,794,185 $7.58 50
2024 Q1 21,815,981 $174,004,734 -$5,612,674 $7.98 50
2023 Q4 22,577,946 $171,352,447 +$375,581 $7.59 50
2023 Q3 22,311,155 $158,618,113 -$499,548 $7.11 51
2023 Q2 22,355,893 $160,986,768 -$1,765,444 $7.20 46
2023 Q1 22,617,903 $156,237,215 +$715,771 $6.91 48
2022 Q4 22,534,483 $146,098,172 +$2,391,741 $6.48 47
2022 Q3 22,143,382 $129,663,675 -$57,351 $5.86 45
2022 Q2 22,130,601 $139,961,162 -$631,540 $6.32 48
2022 Q1 22,225,446 $159,129,958 -$2,358,633 $7.16 49
2021 Q4 22,504,505 $177,130,131 -$47,800,736 $7.87 55
2021 Q3 22,724,803 $205,643,437 +$549,194 $9.05 48
2021 Q2 22,664,603 $204,448,997 +$199,313 $9.02 50
2021 Q1 22,640,938 $210,619,835 +$1,919,588 $9.30 50
2020 Q4 22,372,994 $202,295,057 -$781,625 $9.04 50
2020 Q3 22,463,416 $194,783,010 +$747,932 $8.67 44
2020 Q2 23,455,407 $183,409,000 +$989,548 $7.82 44
2020 Q1 22,223,364 $156,682,000 +$2,797,484 $7.05 45
2019 Q4 21,817,843 $195,080,000 -$751,590 $8.94 40
2019 Q3 21,586,844 $189,342,000 +$995,831 $8.77 41
2019 Q2 21,474,571 $182,617,000 +$533,717 $8.50 44
2019 Q1 21,751,823 $190,918,000 +$3,315,399 $8.77 45
2018 Q4 21,385,036 $177,836,000 +$1,997,580 $8.32 46
2018 Q3 20,998,101 $232,439,000 -$558,972 $11.07 52
2018 Q2 21,045,165 $244,797,000 +$3,440,681 $11.66 50
2018 Q1 20,749,691 $255,008,000 +$1,409,079 $12.29 51
2017 Q4 20,639,435 $243,746,000 -$6,722,256 $11.81 48
2017 Q3 21,187,489 $265,999,000 -$609,014 $12.56 46
2017 Q2 21,246,260 $243,896,284 -$1,165,488 $11.48 43
2017 Q1 21,350,283 $231,434,000 +$1,432,936 $10.84 42
2016 Q4 21,229,527 $206,421,000 -$477,634 $9.72 42
2016 Q3 21,239,668 $224,218,000 +$28,529,883 $10.55 47
2016 Q2 18,546,338 $181,381,929 -$19,282,284 $9.78 45
2016 Q1 20,567,867 $198,481,000 +$14,190,976 $9.65 42
2015 Q4 19,137,100 $195,740,000 +$4,960,116 $10.23 43
2015 Q3 18,668,434 $189,856,000 +$29,989,266 $10.17 42
2015 Q2 15,658,829 $168,953,656 -$12,016,207 $10.79 42
2015 Q1 16,962,693 $168,605,363 +$5,220,334 $9.94 42
2014 Q4 16,529,344 $148,264,839 +$4,480,109 $8.97 45
2014 Q3 13,895,521 $134,650,308 +$31,029,762 $9.69 41
2014 Q2 10,823,995 $102,296,153 +$598,546 $9.45 41
2014 Q1 10,240,425 $89,738,703 +$3,303,927 $8.76 41
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .