Security Snapshot

JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock (JOF) Institutional Ownership

CUSIP: 47109U104

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2026

13F reference period

Q2 2026

Institutions Reporting

56

Shares (Excl. Options)

20.6MFull value: 20,595,784 · shares · 30 Jun 2026

Price

$11.78

The headline uses the Q2 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended. Newer periods in the history table contain incoming reports and may be incomplete.

Save this security page for your next review

Watchlists follow companies and investors, across their share classes. Bookmark this page to revisit this specific CUSIP and its quarterly holders. If you create an account from here, we will bring you back after verification.

Create free account and return here Sign in and return here Review latest holder period
Security type / class
Equity / Common Stock
Symbol
JOF on NYSE
All holders as of 30 Jun 2026
Q2 2026
Total 13F shares
20,595,784
Latest holder snapshot 5 signals
Total 13F value
$242,598,555
Portfolio coverage rank
0%
Share change
-1,254,716
Value change
-$14,455,411
Number of holders
56
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
25,579,492
SEC-reported price per share
$12.40
Insider filing price
$12.40
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock is tracked under CUSIP 47109U104.
  • 56 institutions reported positions in Q2 2026.
  • 5 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 55 to 56 between Q1 2026 and Q2 2026.
  • SEC-reported value moved from
    $238.22MFull value: $238,221,594 · USD · 31 Mar 2026
    to
    $242.6MFull value: $242,598,555 · USD · 30 Jun 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 56 institutions filings for Q2 2026.

Open SEC evidence

Security key

47109U104

13F reference period

Q2 2026

13F holders

56

13D/G owners

5

CIK / CUSIP context first

Open Q2 2026 holders JOF full holder history JAPAN SMALLER CAPITALIZATION FUND INC SEC filings JAPAN SMALLER CAPITALIZATION FUND INC insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
5
Security
JOF
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 13% -15% $47,826,866 -$8,659,778 3,795,783 -15% Allspring Global Investments Holdings, LLC 30 Sep 2026
LAZARD ASSET MANAGEMENT LLC 12% +52% $35,774,647 +$12,122,032 3,480,024 +51% Lazard Asset Management LLC 28 Nov 2025
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13% -7.9% $40,610,002 -$8,461,593 3,223,016 -17% City of London Investment Management Company Limited 30 Sep 2026
1607 Capital Partners, LLC 9.6% -23% $32,008,281 -$10,110,769 2,724,109 -24% 1607 Capital Partners, LLC 30 Jun 2026
Saba Capital Management, L.P. 11% +20% $33,971,540 +$2,540,311 2,696,154 +8.1% Saba Capital Management, L.P. 13 Oct 2026
As of 30 Jun 2026, 56 institutional investors reported holding
20.6MFull value: 20,595,784 · shares · 30 Jun 2026
shares of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock (JOF). This represents 81% of the company’s total
25.58MFull value: 25,579,492 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 25 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
79%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Allspring Global Investments Holdings, LLC 18% 4,483,067 -12% 0.08% $52,810,529
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 15% 3,894,571 +4.7% 2.8% $45,878,046
LAZARD ASSET MANAGEMENT LLC 14% 3,560,978 +1.7% 0.06% $41,948,321
1607 Capital Partners, LLC 11% 2,724,109 -24% 2.8% $32,090,004
Saba Capital Management, L.P. 7.6% 1,948,781 +22% 0.7% $22,956,640
BANK OF AMERICA CORP /DE/ 1.7% 443,293 0% 0% $5,221,992
Karpus Management, Inc. 1.6% 417,754 -4.3% 0.14% $4,921,142
Almitas Capital LLC 1.5% 386,375 -4.1% 1.1% $4,551,498
MORGAN STANLEY 1.1% 289,647 -46% 0% $3,412,053
Pekin Hardy Strauss, Inc. 1.1% 281,705 +20% 0.29% $3,318,485
Mraz, Amerine & Associates, Inc. 0.79% 202,362 +3.5% 0.34% $2,383,827
Bulldog Investors, LLP 0.73% 187,557 +80% 0.49% $2,209,421
FLAGSHIP HARBOR ADVISORS, LLC 0.64% 162,571 0.07% $1,915,074
LPL Financial LLC 0.59% 150,688 +26% 0% $1,775,103
Altium Capital Management LLC 0.59% 150,412 0% 3.7% $1,771,853
RAFFLES ASSOCIATES LP 0.43% 110,967 0% 1.1% $1,307,191
RAYMOND JAMES FINANCIAL INC 0.42% 106,861 +0.61% 0% $1,258,818
CIBC WORLD MARKET INC. 0.41% 105,444 +12% 0% $1,242,130
Hara Capital LLC 0.39% 98,764 -1.2% 0.61% $1,163,440
Shaker Financial Services, LLC 0.36% 93,079 +3.3% 0.34% $1,096,471
Verition Fund Management LLC 0.31% 79,538 -69% 0.01% $936,958
CSS LLC/IL 0.27% 68,679 +172% 0.04% $809,039
Baird Financial Group, Inc. 0.25% 63,423 0% 0% $747,123
BARD ASSOCIATES INC 0.23% 58,289 +49% 0.15% $686,645
Barry Investment Advisors, LLC 0.22% 57,510 -50% 0.14% $677,473

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
51
Headline period
Q2 2026
Rows shown
1-25 of 51
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 4,429,240 $55,809,477 -$6,387,328 $12.60 17
2026 Q2 20,595,784 $242,598,555 -$14,455,411 $11.78 56
2026 Q1 21,855,006 $238,221,594 -$2,299,968 $10.90 55
2025 Q4 22,065,095 $244,483,007 +$630,971 $11.08 50
2025 Q3 22,002,314 $231,897,073 -$4,361,559 $10.54 46
2025 Q2 22,430,698 $216,226,836 +$1,972,812 $9.64 50
2025 Q1 22,279,445 $186,922,944 -$1,726,313 $8.39 52
2024 Q4 22,674,172 $173,910,899 -$100,669 $7.67 57
2024 Q3 22,539,745 $186,356,321 +$2,863,529 $8.27 55
2024 Q2 22,143,536 $167,842,225 +$2,794,185 $7.58 50
2024 Q1 21,815,981 $174,004,734 -$5,612,674 $7.98 50
2023 Q4 22,577,946 $171,352,447 +$375,581 $7.59 50
2023 Q3 22,311,155 $158,618,113 -$499,548 $7.11 51
2023 Q2 22,355,893 $160,986,768 -$1,765,444 $7.20 46
2023 Q1 22,617,903 $156,237,215 +$715,771 $6.91 48
2022 Q4 22,534,483 $146,098,172 +$2,391,741 $6.48 47
2022 Q3 22,143,382 $129,663,675 -$57,351 $5.86 45
2022 Q2 22,130,601 $139,961,162 -$631,540 $6.32 48
2022 Q1 22,225,446 $159,129,958 -$2,358,633 $7.16 49
2021 Q4 22,504,505 $177,130,131 -$47,800,736 $7.87 55
2021 Q3 22,724,803 $205,643,437 +$549,194 $9.05 48
2021 Q2 22,664,603 $204,448,997 +$199,313 $9.02 50
2021 Q1 22,640,938 $210,619,835 +$1,919,588 $9.30 50
2020 Q4 22,372,994 $202,295,057 -$781,625 $9.04 50
2020 Q3 22,463,416 $194,783,010 +$747,932 $8.67 44
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .