Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Total 13F shares
- 22,724,803
- Total 13F value
- $205,643,437
- Share change
- +60,200
- SEC-reported price per share
- $9.05
- Number of holders
- 48
- Value change
- +$549,194
- Number of buys
- 16
- Number of sells
- 18
- Shares outstanding
- 28,336,759
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
48
Top holders
10
JOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 21%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 21%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
21%
1607 Capital Partners, LLC
18%
LAZARD ASSET MANAGEMENT LLC
13%
CITY OF LONDON INVESTMENT MANAGEM...
12%
Barry Investment Advisors, LLC
3.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
21%
|
$52,880,000
5,862,476 shares
|
— | 30 Jun 2021 |
| 1607 Capital Partners, LLC |
13F
Company
|
18%
|
$45,277,000
5,019,636 shares
|
— | 30 Jun 2021 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$32,265,000
3,577,131 shares
|
— | 30 Jun 2021 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
12%
|
$30,421,000
3,370,761 shares
|
— | 30 Jun 2021 |
| Barry Investment Advisors, LLC |
13F
Company
|
3.1%
|
$7,807,000
865,556 shares
|
— | 30 Jun 2021 |
| Karpus Management, Inc. |
13F
Company
|
2.7%
|
$6,791,000
752,908 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
48
Shares
22,724,803
Rows available
48
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
50
Q3 2021 holders
48
Holder diff
-2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend