Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Total 13F shares
- 22,311,155
- Total 13F value
- $158,618,113
- Share change
- -68,438
- SEC-reported price per share
- $7.11
- Number of holders
- 51
- Value change
- -$499,548
- Number of buys
- 16
- Number of sells
- 20
- Shares outstanding
- 28,336,759
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q3 2023
Institutions
51
Top holders
10
JOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2023
Previous quarter: Q2 2023
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Allspring Global Investme...
Disclosed value leader
Allspring Global Investme...
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F
Lead comparable stake: 22%
Showing 1-6 of 15 holder rows.
Quick read
Allspring Global Investments Holdings, LLC leads the comparable SEC ownership view at 22%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
Allspring Global Investments Hold...
22%
1607 Capital Partners, LLC
17%
CITY OF LONDON INVESTMENT MANAGEM...
16%
LAZARD ASSET MANAGEMENT LLC
13%
Karpus Management, Inc.
3.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
Company
|
22%
|
$45,832,960
6,365,689 shares
|
— | 30 Jun 2023 |
| 1607 Capital Partners, LLC |
13F
Company
|
17%
|
$35,160,610
4,883,418 shares
|
— | 30 Jun 2023 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
16%
|
$32,397,934
4,499,713 shares
|
— | 30 Jun 2023 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$26,584,000
3,692,291 shares
|
— | 30 Jun 2023 |
| Karpus Management, Inc. |
13F
Company
|
3.1%
|
$6,354,432
882,560 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
1.3%
|
$2,687,782
373,303 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
51
Shares
22,311,155
Rows available
51
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
46
Q3 2023 holders
51
Holder diff
5
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend