Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q2 2025 13F Holders as of 30 Jun 2025
- Type / Class
- Equity / Common Stock, par value $0.10 per share
- Shares outstanding
- 28,336,759
- Total 13F shares
- 22,430,698
- Share change
- +151,321
- Total reported value
- $216,226,836
- Price per share
- $9.64
- Number of holders
- 50
- Value change
- +$1,972,812
- Number of buys
- 19
- Number of sells
- 23
Report period
Q2 2025
Institutions
50
Top holders
10
JOF full security history
Newer quarter: Q3 2025
Previous quarter: Q1 2025
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Top shareholders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13D/G
13F
|
Company |
18%
|
5,238,656
|
$45,995,400 | $0 | 31 Dec 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
16%
|
4,568,762
|
$38,331,913 | — | 31 Mar 2025 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
16%
|
4,486,762
|
$37,643,933 | — | 31 Mar 2025 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
8.1%
|
2,300,838
|
$19,304,000 | — | 31 Mar 2025 | |
| Saba Capital Management, L.P. |
13F
|
Company |
5.6%
|
1,585,045
|
$13,298,528 | — | 31 Mar 2025 | |
| Karpus Management, Inc. |
13F
|
Company |
3.5%
|
994,595
|
$8,344,652 | — | 31 Mar 2025 | |
| Almitas Capital LLC |
13F
|
Company |
1.8%
|
511,819
|
$4,294,161 | — | 31 Mar 2025 | |
| Matisse Capital |
13F
|
Company |
1.3%
|
362,000
|
$3,037,180 | — | 31 Mar 2025 | |
| Hara Capital LLC |
13F
|
Company |
1.2%
|
328,047
|
$2,752,314 | — | 31 Mar 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
306,899
|
$2,574,883 | — | 31 Mar 2025 | |
| RAFFLES ASSOCIATES LP |
13F
|
Company |
0.87%
|
245,368
|
$2,058,638 | — | 31 Mar 2025 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
0.58%
|
163,742
|
$1,373,798 | — | 31 Mar 2025 | |
| Barry Investment Advisors, LLC |
13F
|
Company |
0.53%
|
151,136
|
$1,268,000 | — | 31 Mar 2025 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.37%
|
104,491
|
$875,638 | — | 31 Mar 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.34%
|
96,752
|
$811,747 | — | 31 Mar 2025 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.28%
|
80,550
|
$675,815 | — | 31 Mar 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.28%
|
79,058
|
$663,297 | — | 31 Mar 2025 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.27%
|
75,288
|
$631,666 | — | 31 Mar 2025 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.26%
|
74,755
|
$627,195 | — | 31 Mar 2025 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.26%
|
72,719
|
$610,112 | — | 31 Mar 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.24%
|
66,876
|
$561,090 | — | 31 Mar 2025 | |
| NOMURA ASSET MANAGEMENT CO LTD |
13F
|
Company |
0.21%
|
58,257
|
$488,775 | — | 31 Mar 2025 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.19%
|
52,981
|
$444,511 | — | 31 Mar 2025 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.17%
|
49,459
|
$414,962 | — | 31 Mar 2025 | |
| BAROMETER CAPITAL MANAGEMENT INC. |
13F
|
Company |
0.15%
|
42,700
|
$358,253 | — | 31 Mar 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
41,150
|
$345,249 | — | 31 Mar 2025 | |
| DKM Wealth Management, Inc. |
13F
|
Company |
0.12%
|
34,001
|
$285,272 | — | 31 Mar 2025 | |
| BEAM WEALTH ADVISORS, INC. |
13F
|
Company |
0.12%
|
34,000
|
$285,260 | — | 31 Mar 2025 | |
| Marex Group plc |
13F
|
Company |
0.1%
|
29,150
|
$244,569 | — | 31 Mar 2025 | |
| Mills Wealth Advisors LLC |
13F
|
Company |
0.08%
|
22,781
|
$191,135 | — | 31 Mar 2025 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.07%
|
20,000
|
$168,000 | — | 31 Mar 2025 | |
| CSS LLC/IL |
13F
|
Company |
0.07%
|
18,873
|
$158,344 | — | 31 Mar 2025 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.06%
|
17,633
|
$147,941 | — | 31 Mar 2025 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.06%
|
17,619
|
$147,823 | — | 31 Mar 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
16,145
|
$135,457 | — | 31 Mar 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
15,170
|
$127,276 | — | 31 Mar 2025 | |
| Successful Portfolios LLC |
13F
|
Company |
0.05%
|
15,000
|
$125,850 | — | 31 Mar 2025 | |
| Waterfront Wealth Inc. |
13F
|
Company |
0.05%
|
13,000
|
$109,070 | — | 31 Mar 2025 | |
| Seed Wealth Management, Inc. |
13F
|
Company |
0.04%
|
12,400
|
$104,036 | — | 31 Mar 2025 | |
| Triasima Portfolio Management inc. |
13F
|
Company |
0.04%
|
11,900
|
$99,841 | — | 31 Mar 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
11,731
|
$98,423 | — | 31 Mar 2025 | |
| Virtu Financial LLC |
13F
|
Company |
0.04%
|
11,262
|
$94,000 | — | 31 Mar 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
10,100
|
$84,760 | — | 31 Mar 2025 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
9,011
|
$75,602 | — | 31 Mar 2025 | |
| CWM, LLC |
13F
|
Company |
0.02%
|
4,506
|
$38,000 | — | 31 Mar 2025 | |
| Union Bancaire Privee, UBP SA |
13F
|
Company |
0.01%
|
4,200
|
$35,196 | — | 31 Mar 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
3,501
|
$29,373 | — | 31 Mar 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,100
|
$17,619 | — | 31 Mar 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
1,668
|
$13,995 | — | 31 Mar 2025 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
1,525
|
$12,795 | — | 31 Mar 2025 |
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q2 2025
As of 30 Jun 2025,
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,430,698 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Saba Capital Management, L.P., Karpus Management, Inc., BANK OF AMERICA CORP /DE/, Almitas Capital LLC, MORGAN STANLEY, and Hara Capital LLC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q2 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2025 vs Q1 2025 Across Filers
Q1 2025 holders
52
Q2 2025 holders
50
Holder diff
-2
| Investor | Q1 2025 Shares | Q2 2025 Shares | Share Diff | Share Chg % | Q1 2025 Value $ | Q2 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.