Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q2 2024 13F Holders as of 30 Jun 2024
- Type / Class
- Equity / Common Stock, par value $0.10 per share
- Shares outstanding
- 28,336,759
- Total 13F shares
- 22,143,536
- Share change
- +368,855
- Total reported value
- $167,842,225
- Price per share
- $7.58
- Number of holders
- 50
- Value change
- +$2,794,185
- Number of buys
- 24
- Number of sells
- 11
Report period
Q2 2024
Institutions
50
Top holders
10
JOF full security history
Newer quarter: Q3 2024
Previous quarter: Q1 2024
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Top shareholders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
20%
|
5,737,819
|
$45,787,796 | — | 31 Mar 2024 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
18%
|
5,021,647
|
$40,072,743 | — | 31 Mar 2024 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
16%
|
4,507,877
|
$35,972,858 | — | 31 Mar 2024 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
11%
|
3,022,450
|
$24,119,000 | — | 31 Mar 2024 | |
| Karpus Management, Inc. |
13F
|
Company |
3.8%
|
1,068,314
|
$8,525,145 | — | 31 Mar 2024 | |
| Hara Capital LLC |
13F
|
Company |
1.1%
|
314,439
|
$2,509,223 | — | 31 Mar 2024 | |
| Almitas Capital LLC |
13F
|
Company |
1%
|
285,943
|
$2,281,825 | — | 31 Mar 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.87%
|
247,652
|
$1,976,263 | — | 31 Mar 2024 | |
| Barry Investment Advisors, LLC |
13F
|
Company |
0.73%
|
205,857
|
$1,642,741 | — | 31 Mar 2024 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.62%
|
176,082
|
$1,334,701 | — | 31 Mar 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.56%
|
158,521
|
$1,264,998 | — | 31 Mar 2024 | |
| RAFFLES ASSOCIATES LP |
13F
|
Company |
0.55%
|
154,495
|
$1,232,870 | — | 31 Mar 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.3%
|
86,241
|
$688,203 | — | 31 Mar 2024 | |
| Matisse Capital |
13F
|
Company |
0.29%
|
83,137
|
$663,433 | — | 31 Mar 2024 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.27%
|
77,543
|
$618,793 | — | 31 Mar 2024 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.27%
|
76,414
|
$609,784 | — | 31 Mar 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
75,633
|
$603,552 | — | 31 Mar 2024 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.24%
|
68,713
|
$548,331 | — | 31 Mar 2024 | |
| NOMURA ASSET MANAGEMENT CO LTD |
13F
|
Company |
0.2%
|
56,006
|
$446,929 | — | 31 Mar 2024 | |
| Benedetti & Gucer, Inc. |
13F
|
Company |
0.15%
|
41,300
|
$330,000 | — | 31 Mar 2024 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.14%
|
39,291
|
$313,542 | — | 31 Mar 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.13%
|
35,700
|
$284,886 | — | 31 Mar 2024 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.1%
|
28,343
|
$226,177 | — | 31 Mar 2024 | |
| Triasima Portfolio Management inc. |
13F
|
Company |
0.09%
|
24,600
|
$196,308 | — | 31 Mar 2024 | |
| Mills Wealth Advisors LLC |
13F
|
Company |
0.08%
|
22,299
|
$177,942 | — | 31 Mar 2024 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.07%
|
20,000
|
$160,000 | — | 31 Mar 2024 | |
| CSS LLC/IL |
13F
|
Company |
0.07%
|
19,903
|
$158,826 | — | 31 Mar 2024 | |
| Dakota Wealth Management |
13F
|
Company |
0.07%
|
19,642
|
$156,743 | — | 31 Mar 2024 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.07%
|
19,071
|
$152,187 | — | 31 Mar 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
16,861
|
$126,000 | — | 31 Mar 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
16,145
|
$128,837 | — | 31 Mar 2024 | |
| Successful Portfolios LLC |
13F
|
Company |
0.05%
|
15,000
|
$119,700 | — | 31 Mar 2024 | |
| Waterfront Wealth Inc. |
13F
|
Company |
0.05%
|
15,000
|
$113,550 | — | 31 Mar 2024 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.05%
|
13,044
|
$104,091 | — | 31 Mar 2024 | |
| Seed Wealth Management, Inc. |
13F
|
Company |
0.04%
|
12,400
|
$97,582 | — | 31 Mar 2024 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
9,000
|
$71,820 | — | 31 Mar 2024 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
6,220
|
$49,636 | — | 31 Mar 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
5,340
|
$42,614 | — | 31 Mar 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,100
|
$16,758 | — | 31 Mar 2024 | |
| Custom Portfolio Group LLC |
13F
|
Company |
0.01%
|
1,645
|
$11,340 | — | 31 Mar 2024 | |
| Register Financial Advisors LLC |
13F
|
Company |
0.01%
|
1,500
|
$11,970 | — | 31 Mar 2024 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
1,226
|
$9,783 | — | 31 Mar 2024 | |
| CWM, LLC |
13F
|
Company |
0%
|
1,200
|
$10,000 | — | 31 Mar 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
1,200
|
$9,576 | — | 31 Mar 2024 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
1,000
|
$7,980 | — | 31 Mar 2024 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
938
|
$7,485 | — | 31 Mar 2024 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
600
|
$4,788 | — | 31 Mar 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
454
|
$4,000 | — | 31 Mar 2024 | |
| BROADWATER CAPITAL MANAGEMENT LLC |
13F
|
Company |
0%
|
175
|
$1,397 | — | 31 Mar 2024 | |
| FMR LLC |
13F
|
Company |
0%
|
1
|
$8 | — | 31 Mar 2024 |
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q2 2024
As of 30 Jun 2024,
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,143,536 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Almitas Capital LLC, Hara Capital LLC, MORGAN STANLEY, Matisse Capital, and Barry Investment Advisors, LLC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q2 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
50
Q2 2024 holders
50
Holder diff
0
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 Value $ | Q2 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.