Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock, par value $0.10 per share
- Shares outstanding
- 28,336,759
- Total 13F shares
- 23,455,407
- Share change
- +114,333
- Total reported value
- $183,409,000
- Price per share
- $7.82
- Number of holders
- 44
- Value change
- +$989,548
- Number of buys
- 17
- Number of sells
- 19
Report period
Q2 2020
Institutions
44
Top holders
10
JOF full security history
Newer quarter: Q3 2020
Previous quarter: Q1 2020
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top shareholders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
1607 Capital Partners, LLC
13D/G signal
—
Evidence rows
45
Latest as of
31 Mar 2020
13F
Lead comparable stake: 20%
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
Company
|
20%
|
$40,303,000
5,716,712 shares
|
— | 31 Mar 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
20%
|
$39,535,000
5,607,870 shares
|
— | 31 Mar 2020 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
12%
|
$24,564,000
3,484,283 shares
|
— | 31 Mar 2020 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
9.3%
|
$18,542,000
2,628,277 shares
|
— | 31 Mar 2020 |
| Barry Investment Advisors, LLC |
13F
Company
|
4.8%
|
$9,578,000
1,358,533 shares
|
— | 31 Mar 2020 |
| Karpus Management, Inc. |
13F
Company
|
3.9%
|
$7,882,000
1,118,031 shares
|
— | 31 Mar 2020 |
| Bulldog Investors, LLP |
13F
Company
|
1.3%
|
$2,569,000
364,423 shares
|
— | 31 Mar 2020 |
| Matisse Capital |
13F
Company
|
1.2%
|
$2,394,000
339,611 shares
|
— | 31 Mar 2020 |
| Cornerstone Advisors, LLC |
13F
Company
|
0.65%
|
$1,293,000
183,474 shares
|
— | 31 Mar 2020 |
| SALEM CAPITAL MANAGEMENT INC |
13F
Company
|
0.62%
|
$1,243,000
176,292 shares
|
— | 31 Mar 2020 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.59%
|
$1,184,000
167,974 shares
|
— | 31 Mar 2020 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
0.39%
|
$782,000
111,059 shares
|
— | 31 Mar 2020 |
| Oasis Management Co Ltd. |
13F
Company
|
0.38%
|
$758,000
107,552 shares
|
— | 31 Mar 2020 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
0.25%
|
$502,000
71,161 shares
|
— | 31 Mar 2020 |
| PARK AVENUE SECURITIES LLC |
13F
Company
|
0.25%
|
$500,000
70,896 shares
|
— | 31 Mar 2020 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
0.25%
|
$498,000
70,606 shares
|
— | 31 Mar 2020 |
| Baird Financial Group, Inc. |
13F
Company
|
0.21%
|
$429,000
60,882 shares
|
— | 31 Mar 2020 |
| Curi Capital, LLC |
13F
Company
|
0.2%
|
$408,000
57,934 shares
|
— | 31 Mar 2020 |
| Cardan Capital Partners, LLC |
13F
Company
|
0.2%
|
$400,000
56,703 shares
|
— | 31 Mar 2020 |
| NOMURA ASSET MANAGEMENT CO LTD |
13F
Company
|
0.17%
|
$339,000
48,148 shares
|
— | 31 Mar 2020 |
| CSS LLC/IL |
13F
Company
|
0.15%
|
$308,000
43,631 shares
|
— | 31 Mar 2020 |
| MORGAN STANLEY |
13F
Company
|
0.15%
|
$300,000
42,485 shares
|
— | 31 Mar 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
0.11%
|
$226,000
32,045 shares
|
— | 31 Mar 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
Company
|
0.11%
|
$224,000
31,820 shares
|
— | 31 Mar 2020 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.11%
|
$216,000
30,766 shares
|
— | 31 Mar 2020 |
| Dakota Wealth Management |
13F
Company
|
0.11%
|
$210,000
29,777 shares
|
— | 31 Mar 2020 |
| BARD ASSOCIATES INC |
13F
Company
|
0.1%
|
$209,000
29,669 shares
|
— | 31 Mar 2020 |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
Company
|
0.1%
|
$194,000
27,490 shares
|
— | 31 Mar 2020 |
| Point View Wealth Management, Inc. |
13F
Company
|
0.09%
|
$177,000
25,077 shares
|
— | 31 Mar 2020 |
| Ionic Capital Management LLC |
13F
Company
|
0.09%
|
$175,000
24,775 shares
|
— | 31 Mar 2020 |
| 9258 Wealth Management, LLC |
13F
Company
|
0.07%
|
$135,000
19,376 shares
|
— | 31 Mar 2020 |
| 6 Meridian |
13F
Company
|
0.04%
|
$89,000
12,600 shares
|
— | 31 Mar 2020 |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
Company
|
0.04%
|
$86,000
12,246 shares
|
— | 31 Mar 2020 |
| WASHINGTON TRUST Co |
13F
Company
|
0.04%
|
$80,000
11,348 shares
|
— | 31 Mar 2020 |
| ROBERTS GLORE & CO INC /IL/ |
13F
Company
|
0.04%
|
$79,000
11,334 shares
|
— | 31 Mar 2020 |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
Company
|
0.04%
|
$78,000
11,124 shares
|
— | 31 Mar 2020 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
Company
|
0.04%
|
$71,000
10,000 shares
|
— | 31 Mar 2020 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.03%
|
$56,000
7,972 shares
|
— | 31 Mar 2020 |
| UBS Group AG |
13F
Company
|
0.01%
|
$28,000
4,053 shares
|
— | 31 Mar 2020 |
| Ancora Advisors LLC |
13F
Company
|
0.01%
|
$11,000
1,500 shares
|
— | 31 Mar 2020 |
| BARCLAYS PLC |
13F
Company
|
0%
|
$7,000
1,000 shares
|
— | 31 Mar 2020 |
| US BANCORP \DE\ |
13F
Company
|
0%
|
$7,000
1,000 shares
|
— | 31 Mar 2020 |
| Pinnacle Bancorp, Inc. |
13F
Company
|
0%
|
$7,000
934 shares
|
— | 31 Mar 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0%
|
$4,000
600 shares
|
— | 31 Mar 2020 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
0%
|
$2,000
321 shares
|
— | 31 Mar 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
44
Shares
23,455,407
Rows loaded
44
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
45
Q2 2020 holders
44
Holder diff
-1
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.