JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)

Q: What does CUSIP 47109U104 represent in this 13F holders report?

CUSIP 47109U104 is the security identifier for JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share used to aggregate holder disclosures.

Q: How many institutions held JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share in Q1 2020?

45 institutional investors reported JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share for Q1 2020. Use the holders table for investor-level position and value details.

CUSIP: 47109U104

Q1 2020 13F Holders as of 31 Mar 2020

Security type / class: Equity / Common Stock, par value $0.10 per share
Shares outstanding: 28,336,759
Total 13F shares: 22,223,364
Share change: +406,521
Total reported value: $156,682,000
Reported price per share: $7.05
Number of holders: 45
Value change: +$2,797,484
Number of buys: 22
Number of sells: 19

Security key

47109U104

Report period

Q1 2020

Institutions

Top holders

JOF full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2020 Previous quarter: Q4 2019 JAPAN SMALLER CAPITALIZATION FUND INC SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 47109U104

Newer quarter: Q2 2020 Previous quarter: Q4 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

1607 Capital Partners, LLC

13D/G signal

—

Evidence rows

Latest as of

31 Dec 2019

13F Lead comparable stake: 20% Showing 1-6 of 15 holder rows.

Rank 1 holder

1607 Capital Partners, LLC

13F

Ownership: 20%
Position: $50.92M

13F

Rank 2 holder

WELLS FARGO & COMPANY/MN

13F

Ownership: 20%
Position: $49.96M

13F

Rank 3 holder

LAZARD ASSET MANAGEMENT LLC

13F

Ownership: 12%
Position: $31.17M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
1607 Capital Partners, LLC	13F Company 13F	20%	$50,917,000 5,692,191 shares	—	31 Dec 2019
WELLS FARGO & COMPANY/MN	13F Company 13F	20%	$49,957,000 5,584,912 shares	—	31 Dec 2019
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	12%	$31,166,000 3,484,283 shares	—	31 Dec 2019
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	8.7%	$22,105,000 2,471,242 shares	—	31 Dec 2019
Barry Investment Advisors, LLC	13F Company 13F	5%	$12,748,000 1,426,886 shares	—	31 Dec 2019
Karpus Management, Inc.	13F Company 13F	3.6%	$9,216,000 1,030,352 shares	—	31 Dec 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

22,223,364

Rows available

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders

Q1 2020 holders

Holder diff

Investor	Q4 2019 Shares	Q1 2020 Shares	Share Diff	Share Chg %	Q4 2019 value	Q1 2020 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend