Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Total 13F shares
- 22,223,364
- Total 13F value
- $156,682,000
- Share change
- +406,521
- SEC-reported price per share
- $7.05
- Number of holders
- 45
- Value change
- +$2,797,484
- Number of buys
- 22
- Number of sells
- 19
- Shares outstanding
- 28,336,759
Holder snapshot
6 facts
Security identity
1 fact
Report period
Q1 2020
Institutions
45
Top holders
10
JOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
1607 Capital Partners, LLC
Disclosed value leader
1607 Capital Partners, LLC
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 20%
Showing 1-6 of 15 holder rows.
Quick read
1607 Capital Partners, LLC leads the comparable SEC ownership view at 20%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
1607 Capital Partners, LLC
20%
WELLS FARGO & COMPANY/MN
20%
LAZARD ASSET MANAGEMENT LLC
12%
CITY OF LONDON INVESTMENT MANAGEM...
8.7%
Barry Investment Advisors, LLC
5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
Company
|
20%
|
$50,917,000
5,692,191 shares
|
— | 31 Dec 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
20%
|
$49,957,000
5,584,912 shares
|
— | 31 Dec 2019 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
12%
|
$31,166,000
3,484,283 shares
|
— | 31 Dec 2019 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
8.7%
|
$22,105,000
2,471,242 shares
|
— | 31 Dec 2019 |
| Barry Investment Advisors, LLC |
13F
Company
|
5%
|
$12,748,000
1,426,886 shares
|
— | 31 Dec 2019 |
| Karpus Management, Inc. |
13F
Company
|
3.6%
|
$9,216,000
1,030,352 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
45
Shares
22,223,364
Rows available
45
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
40
Q1 2020 holders
45
Holder diff
5
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend