Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Mutual Fund COM (JOF)
CUSIP: 47109U104
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / Mutual Fund COM
- Total 13F shares
- 22,372,994
- Total 13F value
- $202,295,057
- Share change
- -90,422
- SEC-reported price per share
- $9.04
- Number of holders
- 50
- Value change
- -$781,625
- Number of buys
- 21
- Number of sells
- 14
- Shares outstanding
- 28,373,842
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2020
Institutions
50
Top holders
10
JOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Mutual Fund COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
1607 Capital Partners, LLC
Disclosed value leader
1607 Capital Partners, LLC
Comparable rows
15/15
Latest evidence
30 Sep 2020
13F
Lead comparable stake: 20%
Showing 1-6 of 15 holder rows.
Quick read
1607 Capital Partners, LLC leads the comparable SEC ownership view at 20%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens 1607 Capital Partners, LLC's linked filing trail.
Comparable ownership
Top 5
1607 Capital Partners, LLC
20%
WELLS FARGO & COMPANY/MN
20%
LAZARD ASSET MANAGEMENT LLC
13%
CITY OF LONDON INVESTMENT MANAGEM...
11%
Karpus Management, Inc.
4.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
Company
|
20%
|
$49,594,000
5,720,182 shares
|
— | 30 Sep 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
20%
|
$49,096,000
5,662,792 shares
|
— | 30 Sep 2020 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$31,530,000
3,636,765 shares
|
— | 30 Sep 2020 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
11%
|
$27,789,000
3,201,526 shares
|
— | 30 Sep 2020 |
| Karpus Management, Inc. |
13F
Company
|
4.1%
|
$10,038,000
1,157,793 shares
|
— | 30 Sep 2020 |
| Barry Investment Advisors, LLC |
13F
Company
|
3.6%
|
$8,912,000
1,027,883 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
50
Shares
22,372,994
Rows available
50
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q1 2026 Across Filers
Q1 2026 holders
55
Q4 2020 holders
50
Holder diff
-5
| Investor | Q1 2026 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend