JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)

Q: What does CUSIP 47109U104 represent in this 13F holders report?

CUSIP 47109U104 is the security identifier for JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share used to aggregate holder disclosures.

Q: How many institutions held JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share in Q4 2019?

40 institutional investors reported JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share for Q4 2019. Use the holders table for investor-level position and value details.

CUSIP: 47109U104

Q4 2019 13F Holders as of 31 Dec 2019

Security type / class: Equity / Common Stock, par value $0.10 per share
Shares outstanding: 28,336,759
Total 13F shares: 21,817,843
Share change: -90,787
Total reported value: $195,080,000
Reported price per share: $8.94
Number of holders: 40
Value change: -$751,590
Number of buys: 15
Number of sells: 22

Security key

47109U104

Report period

Q4 2019

Institutions

Top holders

JOF full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2020 Previous quarter: Q3 2019 JAPAN SMALLER CAPITALIZATION FUND INC SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 47109U104

Newer quarter: Q1 2020 Previous quarter: Q3 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

WELLS FARGO & COMPANY/MN

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2019

13F Lead comparable stake: 20% Showing 1-6 of 15 holder rows.

Rank 1 holder

WELLS FARGO & COMPANY/MN

13F

Ownership: 20%
Position: $49.5M

13F

Rank 2 holder

1607 Capital Partners, LLC

13F

Ownership: 20%
Position: $48.63M

13F

Rank 3 holder

LAZARD ASSET MANAGEMENT LLC

13F

Ownership: 13%
Position: $31.62M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
WELLS FARGO & COMPANY/MN	13F Company 13F	20%	$49,497,000 5,643,867 shares	—	30 Sep 2019
1607 Capital Partners, LLC	13F Company 13F	20%	$48,632,000 5,545,321 shares	—	30 Sep 2019
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	13%	$31,618,000 3,605,283 shares	—	30 Sep 2019
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F Company 13F	7.7%	$19,147,000 2,180,796 shares	—	30 Sep 2019
Barry Investment Advisors, LLC	13F Company 13F	5.3%	$13,072,000 1,490,528 shares	—	30 Sep 2019
Karpus Management, Inc.	13F Company 13F	3.7%	$9,110,000 1,038,714 shares	—	30 Sep 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

21,817,843

Rows available

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

-1

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 value	Q4 2019 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend