Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock, par value $0.10 per share
- Shares outstanding
- 28,336,759
- Total 13F shares
- 18,546,338
- Share change
- -2,003,527
- Total reported value
- $181,381,929
- Price per share
- $9.78
- Number of holders
- 45
- Value change
- -$19,282,284
- Number of buys
- 17
- Number of sells
- 20
Report period
Q2 2016
Institutions
45
Top holders
10
JOF full security history
Newer quarter: Q3 2016
Previous quarter: Q1 2016
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Top shareholders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
16%
|
4,609,797
|
$44,484,000 | — | 31 Mar 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
14%
|
3,948,880
|
$38,107,000 | — | 31 Mar 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
11%
|
3,227,094
|
$31,141,000 | — | 31 Mar 2016 | |
| Curi Capital, LLC |
13F
|
Company |
8.9%
|
2,527,120
|
$24,387,000 | — | 31 Mar 2016 | |
| Barry Investment Advisors, LLC |
13F
|
Company |
8.4%
|
2,379,452
|
$22,962,000 | — | 31 Mar 2016 | |
| Karpus Management, Inc. |
13F
|
Company |
6.3%
|
1,785,981
|
$17,235,000 | — | 31 Mar 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
1.2%
|
330,841
|
$3,193,000 | — | 31 Mar 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.1%
|
309,988
|
$2,994,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.95%
|
268,832
|
$2,594,000 | — | 31 Mar 2016 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
0.68%
|
193,962
|
$1,872,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.45%
|
128,855
|
$1,243,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.31%
|
88,443
|
$853,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.3%
|
85,982
|
$830,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.28%
|
79,435
|
$767,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.26%
|
73,450
|
$709,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.25%
|
72,240
|
$697,000 | — | 31 Mar 2016 | |
| AMICA MUTUAL INSURANCE CO |
13F
|
Company |
0.18%
|
52,055
|
$502,000 | — | 31 Mar 2016 | |
| AMICA PENSION FUND BOARD OF TRUSTEES |
13F
|
Company |
0.12%
|
35,373
|
$341,000 | — | 31 Mar 2016 | |
| ANCORA PRIVATE WEALTH ADVISORS, LLC |
13F
|
Company |
0.12%
|
35,053
|
$338,000 | — | 31 Mar 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.12%
|
34,969
|
$337,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
33,890
|
$327,000 | — | 31 Mar 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.11%
|
31,105
|
$300,000 | — | 31 Mar 2016 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.11%
|
29,922
|
$289,000 | — | 31 Mar 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.09%
|
25,402
|
$245,000 | — | 31 Mar 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.09%
|
24,125
|
$233,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
19,470
|
$188,000 | — | 31 Mar 2016 | |
| SPECTRUM ADVISORY SERVICES INC |
13F
|
Company |
0.07%
|
19,453
|
$188,000 | — | 31 Mar 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.06%
|
18,391
|
$177,000 | — | 31 Mar 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.06%
|
16,510
|
$159,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.06%
|
15,603
|
$151,000 | — | 31 Mar 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
0.05%
|
15,224
|
$147,000 | — | 31 Mar 2016 | |
| WealthTrust Axiom LLC |
13F
|
Company |
0.05%
|
15,045
|
$145,000 | — | 31 Mar 2016 | |
| WFG Advisors, LP |
13F
|
Company |
0.05%
|
14,975
|
$145,000 | — | 31 Mar 2016 | |
| Amica Retiree Medical Trust |
13F
|
Company |
0.02%
|
5,525
|
$53,000 | — | 31 Mar 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
4,506
|
$43,000 | — | 31 Mar 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.02%
|
4,400
|
$42,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
2,700
|
$26,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
1,451
|
$14,000 | — | 31 Mar 2016 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0%
|
1,000
|
$10,000 | — | 31 Mar 2016 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
1,000
|
$9,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
263
|
$3,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
136
|
$1,000 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
105
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q2 2016
As of 30 Jun 2016,
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,546,338 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, RMB Capital Management, LLC, Karpus Management, Inc., Gramercy Funds Management LLC, CITIGROUP INC, FIRST WILSHIRE SECURITIES MANAGEMENT INC, Thomas J. Herzfeld Advisors, Inc., and CITY OF LONDON INVESTMENT MANAGEMENT CO LTD.
This page lists
45
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
42
Q2 2016 holders
45
Holder diff
3
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.