Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Total 13F shares
- 21,586,844
- Total 13F value
- $189,342,000
- Share change
- +112,273
- SEC-reported price per share
- $8.77
- Number of holders
- 41
- Value change
- +$995,831
- Number of buys
- 9
- Number of sells
- 19
- Shares outstanding
- 28,346,608
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2019
Institutions
41
Top holders
10
JOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Jun 2019
13F
Lead comparable stake: 21%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 21%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
21%
1607 Capital Partners, LLC
19%
LAZARD ASSET MANAGEMENT LLC
12%
CITY OF LONDON INVESTMENT MANAGEM...
6.9%
Barry Investment Advisors, LLC
5.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
21%
|
$51,267,000
6,031,264 shares
|
— | 30 Jun 2019 |
| 1607 Capital Partners, LLC |
13F
Company
|
19%
|
$45,045,000
5,299,298 shares
|
— | 30 Jun 2019 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
12%
|
$29,733,000
3,494,006 shares
|
— | 30 Jun 2019 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
6.9%
|
$16,727,000
1,963,264 shares
|
— | 30 Jun 2019 |
| Barry Investment Advisors, LLC |
13F
Company
|
5.4%
|
$13,088,000
1,539,730 shares
|
— | 30 Jun 2019 |
| Karpus Management, Inc. |
13F
Company
|
3.6%
|
$8,684,000
1,021,589 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
21,586,844
Rows available
41
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q1 2026 Across Filers
Q1 2026 holders
55
Q3 2019 holders
41
Holder diff
-14
| Investor | Q1 2026 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend