Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Stock, par value $0.10 per share
- Shares outstanding
- 28,336,759
- Total 13F shares
- 22,355,893
- Share change
- -262,010
- Total reported value
- $160,986,768
- Price per share
- $7.20
- Number of holders
- 46
- Value change
- -$1,765,444
- Number of buys
- 15
- Number of sells
- 21
Report period
Q2 2023
Institutions
46
Top holders
10
JOF full security history
Newer quarter: Q3 2023
Previous quarter: Q1 2023
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Top shareholders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
22%
|
6,369,189
|
$44,011,095 | — | 31 Mar 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
17%
|
4,903,331
|
$33,882,017 | — | 31 Mar 2023 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
16%
|
4,588,218
|
$31,658,704 | — | 31 Mar 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
12%
|
3,497,095
|
$24,164,000 | — | 31 Mar 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
2.7%
|
763,823
|
$5,278,017 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
381,951
|
$2,639,281 | — | 31 Mar 2023 | |
| Barry Investment Advisors, LLC |
13F
|
Company |
0.99%
|
281,698
|
$1,946,535 | — | 31 Mar 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.94%
|
265,421
|
$1,834,059 | — | 31 Mar 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.75%
|
213,445
|
$1,474,906 | — | 31 Mar 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.52%
|
148,187
|
$1,023,972 | — | 31 Mar 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.45%
|
127,202
|
$878,966 | — | 31 Mar 2023 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.43%
|
121,357
|
$839,000 | — | 31 Mar 2023 | |
| Almitas Capital LLC |
13F
|
Company |
0.35%
|
100,490
|
$694,386 | — | 31 Mar 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
99,638
|
$688,496 | — | 31 Mar 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.28%
|
80,422
|
$555,716 | — | 31 Mar 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
75,633
|
$522,625 | — | 31 Mar 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.24%
|
68,422
|
$472,796 | — | 31 Mar 2023 | |
| Guild Investment Management, Inc. |
13F
|
Company |
0.22%
|
63,629
|
$439,676 | — | 31 Mar 2023 | |
| Hudson Portfolio Management LLC |
13F
|
Company |
0.2%
|
57,831
|
$399,612 | — | 31 Mar 2023 | |
| NOMURA ASSET MANAGEMENT CO LTD |
13F
|
Company |
0.19%
|
54,139
|
$374,104 | — | 31 Mar 2023 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.18%
|
52,359
|
$192,682 | — | 31 Mar 2023 | |
| Benedetti & Gucer, Inc. |
13F
|
Company |
0.15%
|
41,300
|
$285,000 | — | 31 Mar 2023 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.13%
|
37,250
|
$257,397 | — | 31 Mar 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.13%
|
36,548
|
$247,000 | — | 31 Mar 2023 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.11%
|
29,918
|
$206,733 | — | 31 Mar 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.09%
|
26,295
|
$181,698 | — | 31 Mar 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.08%
|
22,340
|
$154,369 | — | 31 Mar 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.08%
|
22,199
|
$153,395 | — | 31 Mar 2023 | |
| Dakota Wealth Management |
13F
|
Company |
0.07%
|
19,432
|
$134,275 | — | 31 Mar 2023 | |
| Waterfront Wealth Inc. |
13F
|
Company |
0.05%
|
15,000
|
$103,650 | — | 31 Mar 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
13,545
|
$93,596 | — | 31 Mar 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.05%
|
12,998
|
$90,000 | — | 31 Mar 2023 | |
| Seed Wealth Management, Inc. |
13F
|
Company |
0.04%
|
12,400
|
$85,684 | — | 31 Mar 2023 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.04%
|
11,000
|
$75,460 | — | 31 Mar 2023 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
0.04%
|
10,845
|
$74,939 | — | 31 Mar 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.04%
|
10,239
|
$70,751 | — | 31 Mar 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
5,319
|
$36,754 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
5,278
|
$36,473 | — | 31 Mar 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
4,197
|
$29,000 | — | 31 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,100
|
$28,331 | — | 31 Mar 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0.01%
|
4,000
|
$27,560 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
3,700
|
$25,567 | — | 31 Mar 2023 | |
| Register Financial Advisors LLC |
13F
|
Company |
0.01%
|
3,604
|
$24,901 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,419
|
$9,805 | — | 31 Mar 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
1,000
|
$6,910 | — | 31 Mar 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
1,000
|
$6,910 | — | 31 Mar 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
703
|
$4,858 | — | 31 Mar 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
600
|
$4,146 | — | 31 Mar 2023 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
553
|
$4,000 | — | 31 Mar 2023 | |
| Rodney A. Buck |
3/4/5
|
Director |
—
class O/S missing
|
15,210
|
$112,805 | — | 20 Jun 2023 |
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q2 2023
As of 30 Jun 2023,
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,355,893 shares.
The largest 10 holders included
Allspring Global Investments Holdings, LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., MORGAN STANLEY, Barry Investment Advisors, LLC, Relative Value Partners Group, LLC, RAYMOND JAMES & ASSOCIATES, and Cornerstone Advisors, LLC.
This page lists
46
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
48
Q2 2023 holders
46
Holder diff
-2
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.