Security key
47109U104
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)
CUSIP: 47109U104
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Stock, par value $0.10 per share
- Total 13F shares
- 21,239,668
- Total 13F value
- $224,218,000
- Share change
- +2,693,425
- SEC-reported price per share
- $10.55
- Number of holders
- 47
- Value change
- +$28,529,883
- Number of buys
- 12
- Number of sells
- 17
- Shares outstanding
- 28,336,759
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
47
Top holders
10
JOF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
JAPAN SMALLER CAPITALIZATION FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 47109U104
Recent filing periods:
Ownership snapshot
Top reported holders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 16%
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN leads the comparable SEC ownership view at 16%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Comparable ownership
Top 5
WELLS FARGO & COMPANY/MN
16%
1607 Capital Partners, LLC
15%
LAZARD ASSET MANAGEMENT LLC
13%
Curi Capital, LLC
8.4%
Karpus Management, Inc.
6.6%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
16%
|
$45,324,000
4,634,465 shares
|
— | 30 Jun 2016 |
| 1607 Capital Partners, LLC |
13F
Company
|
15%
|
$41,069,000
4,199,234 shares
|
— | 30 Jun 2016 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
13%
|
$35,309,000
3,610,361 shares
|
— | 30 Jun 2016 |
| Curi Capital, LLC |
13F
Company
|
8.4%
|
$23,312,000
2,383,718 shares
|
— | 30 Jun 2016 |
| Karpus Management, Inc. |
13F
Company
|
6.6%
|
$18,366,000
1,877,871 shares
|
— | 30 Jun 2016 |
| Gramercy Funds Management LLC |
13F
Company
|
1.2%
|
$3,236,000
330,841 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
47
Shares
21,239,668
Rows available
47
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
45
Q3 2016 holders
47
Holder diff
2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend