Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
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Equity / Equity
-
Shares outstanding
-
28,292,878
-
Number of holders
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47
-
Total 13F shares, excl. options
-
21,239,668
-
Shares change
-
+2,693,425
-
Total reported value, excl. options
-
$224,218,000
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Value change
-
+$28,529,883
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Number of buys
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12
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Number of sells
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-17
-
Price
-
$10.55
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q3 2016
49 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Equity as of Q3 2016.
JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) has 47 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21,239,668 shares
of 28,292,878 outstanding shares and own 75.07% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (4,718,177 shares), 1607 Capital Partners, LLC (4,301,690 shares), LAZARD ASSET MANAGEMENT LLC (3,253,088 shares), Barry Investment Advisors, LLC (2,368,012 shares), RMB Capital Management, LLC (2,274,020 shares), Karpus Management, Inc. (1,841,078 shares), Bulldog Investors, LLC (444,626 shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (357,063 shares), Gramercy Funds Management LLC (214,941 shares), and CITIGROUP INC (201,781 shares).
This table shows the top 47 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.