JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF)

Q: What does CUSIP 47109U104 represent in this 13F holders report?

CUSIP 47109U104 is the security identifier for JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share used to aggregate holder disclosures.

Q: How many institutions held JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share in Q1 2015?

42 institutional investors reported JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share for Q1 2015. Use the holders table for investor-level position and value details.

CUSIP: 47109U104

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class: Equity / Common Stock, par value $0.10 per share
Shares outstanding: 28,336,759
Total 13F shares: 16,962,693
Share change: +517,786
Total reported value: $168,605,363
Price per share: $9.94
Number of holders: 42
Value change: +$5,220,334
Number of buys: 13
Number of sells: 22

Security key

47109U104

Report period

Q1 2015

Institutions

Top holders

JOF full security history Newer quarter: Q2 2015 Previous quarter: Q4 2014 JAPAN SMALLER CAPITALIZATION FUND INC SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 47109U104

Newer quarter: Q2 2015 Previous quarter: Q4 2014

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
1607 Capital Partners, LLC	13F	Company	12%	3,320,413	$29,784,000	—	31 Dec 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	11%	2,975,871	$26,694,000	—	31 Dec 2014	13F
Curi Capital, LLC	13F	Company	9.1%	2,566,511	$23,022,000	—	31 Dec 2014	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	8.1%	2,284,416	$20,491,000	—	31 Dec 2014	13F
Barry Investment Advisors, LLC	13F	Company	7.9%	2,225,084	$19,959,000	—	31 Dec 2014	13F
Karpus Management, Inc.	13F	Company	4%	1,127,079	$10,110,000	—	31 Dec 2014	13F
FIRST WILSHIRE SECURITIES MANAGEMENT INC	13F	Company	1.3%	377,859	$3,389,000	—	31 Dec 2014	13F
Gramercy Funds Management LLC	13F	Company	1.1%	323,189	$2,899,000	—	31 Dec 2014	13F
MORGAN STANLEY	13F	Company	0.94%	267,727	$2,401,000	—	31 Dec 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.52%	147,228	$1,321,000	—	31 Dec 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.34%	97,165	$872,000	—	31 Dec 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.3%	85,337	$765,000	—	31 Dec 2014	13F
SG Americas Securities, LLC	13F	Company	0.28%	78,926	$708,000	—	31 Dec 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.21%	59,530	$534,000	—	31 Dec 2014	13F
Platte River Capital LLC	13F	Company	0.19%	53,000	$475,000	—	31 Dec 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.17%	47,650	$427,000	—	31 Dec 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.15%	43,531	$390,000	—	31 Dec 2014	13F
Point View Wealth Management, Inc.	13F	Company	0.15%	42,490	$381,000	—	31 Dec 2014	13F
BARD ASSOCIATES INC	13F	Company	0.14%	39,557	$355,000	—	31 Dec 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.11%	30,902	$277,000	—	31 Dec 2014	13F
Shaker Financial Services, LLC	13F	Company	0.11%	30,612	$275,000	—	31 Dec 2014	13F
VALLEY FORGE ASSET MANAGEMENT, LLC	13F	Company	0.11%	30,250	$271,000	—	31 Dec 2014	13F
SPECTRUM ADVISORY SERVICES INC	13F	Company	0.09%	25,812	$232,000	—	31 Dec 2014	13F
CSS LLC/IL	13F	Company	0.09%	25,402	$228,000	—	31 Dec 2014	13F
Virtu KCG Holdings LLC	13F	Company	0.09%	24,709	$222,000	—	31 Dec 2014	13F
WFG Advisors, LP	13F	Company	0.09%	24,222	$217,000	—	31 Dec 2014	13F
UBS Group AG	13F	Company	0.07%	20,387	$182,000	—	31 Dec 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.07%	19,274	$173,000	—	31 Dec 2014	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.07%	18,900	$170,000	—	31 Dec 2014	13F
WealthTrust Axiom LLC	13F	Company	0.07%	18,538	$166,000	—	31 Dec 2014	13F
SHEPHERD KAPLAN KROCHUK, LLC	13F	Company	0.06%	16,510	$148,000	—	31 Dec 2014	13F
Ancora Advisors LLC	13F	Company	0.05%	15,224	$137,000	—	31 Dec 2014	13F
Essex Financial Services, Inc.	13F	Company	0.05%	13,200	$118,000	—	31 Dec 2014	13F
KIRR MARBACH & CO LLC /IN/	13F	Company	0.05%	13,175	$118,000	—	31 Dec 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.04%	11,652	$105,000	—	31 Dec 2014	13F
FIDUCIARY TRUST CO	13F	Company	0.04%	11,612	$104,000	—	31 Dec 2014	13F
SIGNATUREFD, LLC	13F	Company	0.02%	4,400	$39,000	—	31 Dec 2014	13F
MSI Financial Services Inc	13F	Company	0.01%	3,490	$31,000	—	31 Dec 2014	13F
Creative Planning	13F	Company	0.01%	2,333	$21,000	—	31 Dec 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	1,936	$17,000	—	31 Dec 2014	13F
Brandywine Global Investment Management, LLC	13F	Company	0.01%	1,440	$13,000	—	31 Dec 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0%	1,405	$12,000	—	31 Dec 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	651	$5,839	—	31 Dec 2014	13F
Highlander Capital Management, LLC	13F	Company	0%	500	$4,000	—	31 Dec 2014	13F
CITIGROUP INC	13F	Company	0%	245	$2,000	—	31 Dec 2014	13F

Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q1 2015

As of 31 Mar 2015, JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) was held by 42 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 16,962,693 shares. The largest 10 holders included 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, RMB Capital Management, LLC, Barry Investment Advisors, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., FIRST WILSHIRE SECURITIES MANAGEMENT INC, MORGAN STANLEY, Gramercy Funds Management LLC, and Thomas J. Herzfeld Advisors, Inc.. This page lists 42 institutional shareholders reporting positions in this security for the Q1 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders

Q1 2015 holders

Holder diff

-3

Investor	Q4 2014 Shares	Q1 2015 Shares	Share Diff	Share Chg %	Q4 2014 Value $	Q1 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.