Total Return Securities Fund - Closed End Fund (SWZ)

Historical Holders from Q1 2014 to Q3 2025

Symbol
SWZ on NYSE
Type / Class
Equity / Closed End Fund
Shares outstanding
17M
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
6.43M
Holdings value
$39.1M
% of all portfolios
0.001%
Grand Portfolio weight change
+0%
Number of holders
40
Number of buys
19
Number of sells
-10
Average Value change %
+0%
Average buys %
+0%
Average sells %
0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Total Return Securities Fund - Closed End Fund (SWZ)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 16.4% +10% $12.9M $1.19M 2.13M +10.2% Allspring Global Investments Holdings, LLC 30 Sep 2025
CSS LLC/IL 10.27% +14.2% $10.5M $3.15M 1.74M +42.6% CSS LLC/IL 12 Dec 2025
LAZARD ASSET MANAGEMENT LLC 5.1% -55.6% $4.19M -$5.42M 666K -56.4% Lazard Asset Management LLC 30 Jun 2025
RIVERNORTH CAPITAL MANAGEMENT, LLC 2.91% -45% $2.3M -$1.77M 379K -43.5% RIVERNORTH CAPITAL MANAGEMENT, LLC 30 Sep 2025

Institutional Holders of Total Return Securities Fund - Closed End Fund (SWZ)

Period Reported Shares, Excl. Options Value, Excl. Options Change Price Investors
2025 Q3 6.43M $39.1M +$2.36M $6.08 40
2025 Q2 6.02M $38.1M -$349K $6.34 38
2025 Q1 5.96M $54.9M +$1.29M $9.22 37
2024 Q4 5.93M $44.5M +$272K $7.49 38
2024 Q3 5.91M $52.8M +$1.55M $8.95 38
2024 Q2 5.65M $45.5M +$1.91M $8.07 42
2024 Q1 5.32M $42.2M +$99.4K $7.93 36
2023 Q4 5.34M $43.8M +$1.06M $8.20 33
2023 Q3 5.22M $39.9M +$2.74M $7.64 33
2023 Q2 4.86M $40M -$455K $8.22 33
2023 Q1 4.92M $39M +$907K $7.93 31
2022 Q4 4.8M $36.3M +$1.29M $7.56 34
2022 Q3 4.57M $31M -$1.2M $6.79 31
2022 Q2 4.73M $37.2M -$1.2M $7.86 31
2022 Q1 4.87M $44.9M -$1.45M $9.22 32
2021 Q4 5.02M $49.9M -$12M $9.94 34
2021 Q3 5.08M $46.7M -$393K $9.18 36
2021 Q2 5.13M $49.9M +$1.18M $9.73 39
2021 Q1 5M $44M -$331K $8.79 34
2020 Q4 5.04M $45M +$2.56M $8.94 36
2020 Q3 4.75M $39.3M +$3.34M $8.28 38
2020 Q2 4.44M $34.8M -$940K $7.84 37
2020 Q1 4.55M $31.6M -$808K $6.95 40
2019 Q4 4.65M $39.1M +$4.39M $8.41 40
2019 Q3 3.99M $32M +$3.17M $8.03 35
2019 Q2 3.6M $28.4M +$2.51M $7.90 33
2019 Q1 3.34M $25.4M +$2.71M $7.62 33
2018 Q4 3M $20.7M -$84.1M $6.90 33
2018 Q3 15M $128M -$3.29M $8.51 45
2018 Q2 15.1M $187M +$1.78M $12.35 41
2018 Q1 15M $184M +$2.37M $12.25 44
2017 Q4 14.8M $189M +$2.95M $12.76 42
2017 Q3 14.5M $185M +$4.58M $12.77 44
2017 Q2 14.2M $180M -$24.6M $12.70 50
2017 Q1 16.1M $187M +$1.73M $11.60 56
2016 Q4 16M $163M -$1.04M $10.21 59
2016 Q3 16.1M $172M +$604K $10.69 56
2016 Q2 16M $166M +$3M $10.35 58
2016 Q1 15.8M $160M +$1.77M $10.18 60
2015 Q4 15.6M $165M +$5.18M $10.56 54
2015 Q3 15.1M $164M +$2.97M $10.86 49
2015 Q2 14.8M $173M +$7.32M $11.70 50
2015 Q1 14.4M $166M +$669K $11.54 49
2014 Q4 14.2M $158M +$5.56M $11.14 54
2014 Q3 13.8M $187M +$7.14M $13.53 53
2014 Q2 13.2M $192M -$6.35M $14.57 56
2014 Q1 13.2M $190M -$49.7M $14.38 52