Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / Mutual Fund SH CL B
Symbol
SWZ on NYSE
Shares outstanding
17,018,480
Price per share
$6.22
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
6,488,978
Total reported value
$39,454,082
% of total 13F portfolios
0%
Share change
+473,258
Value change
+$2,690,416
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
41
Price from insider filings
$6.27
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 12% -24% $13,231,868 2,127,310 0% Allspring Global Investments Holdings, LLC 31 Dec 2025
CSS LLC/IL 9.9% -3.3% $10,189,305 -$335,431 1,686,971 -3.2% CSS LLC/IL 30 Dec 2025
LAZARD ASSET MANAGEMENT LLC 5.1% -56% $4,190,725 -$5,423,339 666,252 -56% Lazard Asset Management LLC 30 Jun 2025
RIVERNORTH CAPITAL MANAGEMENT, LLC 2.9% -45% $2,302,113 -$1,771,159 378,637 -43% RIVERNORTH CAPITAL MANAGEMENT, LLC 30 Sep 2025
As of 30 Sep 2025, Total Return Securities Fund - Mutual Fund SH CL B (SWZ) has 41 institutional shareholders filing 13F forms. They hold 6,488,978 shares. of 17,018,480 outstanding shares (38%) .

Top 25 institutional shareholders own 38% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Allspring Global Investments Holdings, LLC 12% 2,127,310 +10% 0.02% $12,934,045
Matisse Capital 3.6% 607,000 1.7% $3,690,560
CSS LLC/IL 3.2% 544,683 +3.8% 0.2% $3,311,672
GARDNER RUSSO & QUINN LLC 2.6% 434,237 0% 0.03% $2,640,159
RIVERNORTH CAPITAL MANAGEMENT, LLC 2.2% 378,637 -43% 0.13% $2,302,113
Saba Capital Management, L.P. 1.8% 302,612 +23% 0.06% $1,839,881
Shaker Financial Services, LLC 1.8% 298,862 +113% 0.62% $1,817,082
Karpus Management, Inc. 1.2% 206,753 -13% 0.04% $1,257,058
North Ground Capital 1.1% 193,523 +29% 0.72% $1,176,620
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1.1% 192,703 +84% 0.18% $1,171,634
Yakira Capital Management, Inc. 1.1% 192,016 +38% 0.43% $1,167,457
Uncommon Cents Investing LLC 0.73% 123,955 +0.02% 0.19% $753,648
COMMONWEALTH EQUITY SERVICES, LLC 0.72% 122,794 -20% 0% $747,000
UHLMANN PRICE SECURITIES, LLC 0.66% 111,654 +6.7% 0.42% $678,863
Bulldog Investors, LLP 0.63% 106,902 0% 0.15% $649,964
BOOTHBAY FUND MANAGEMENT, LLC 0.51% 87,500 0.01% $532,000
Alpine Global Management, LLC 0.51% 87,500 0.14% $532,000
Quarry LP 0.44% 75,080 0.11% $456,486
Noble Wealth Management PBC 0.32% 54,212 0.18% $329,609
MORGAN STANLEY 0.31% 53,150 -5.8% 0% $323,152
DELTA CAPITAL MANAGEMENT LLC 0.2% 33,363 0% 0.11% $203,000
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.11% 19,315 +90% 0% $117,435
Kestra Advisory Services, LLC 0.11% 18,819 0% 0% $114,419
GAMCO INVESTORS, INC. ET AL 0.09% 16,048 0% 0% $97,572
MCCARTER PRIVATE WEALTH SERVICES LLC 0.08% 14,459 0% 0.05% $87,909

Institutional Holders of Total Return Securities Fund - Mutual Fund SH CL B (SWZ) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q4 101,924 $633,967 +$296,769 622% 1
2025 Q3 6,488,978 $39,454,082 +$2,690,416 608% 41
2025 Q2 6,015,720 $38,136,939 -$348,624 634% 38
2025 Q1 5,960,762 $54,944,027 +$1,294,599 922% 37
2024 Q4 5,929,780 $44,540,548 +$271,680 749% 38
2024 Q3 5,906,330 $52,756,197 +$1,551,130 895% 38
2024 Q2 5,649,020 $45,543,463 +$1,906,218 807% 42
2024 Q1 5,323,292 $42,214,193 +$99,354 793% 36
2023 Q4 5,342,712 $43,804,859 +$1,060,583 820% 33
2023 Q3 5,219,812 $39,878,789 +$2,743,401 764% 33
2023 Q2 4,861,001 $39,972,348 -$455,337 822% 33
2023 Q1 4,917,576 $38,992,141 +$907,361 793% 31
2022 Q4 4,803,869 $36,312,287 +$1,288,363 756% 34
2022 Q3 4,567,639 $31,001,419 -$1,200,820 679% 31
2022 Q2 4,729,985 $37,182,376 -$1,200,888 785.92% 31
2022 Q1 4,871,451 $44,886,863 -$1,446,399 921.93% 32
2021 Q4 5,019,920 $49,893,180 -$12,008,564 993.99% 34
2021 Q3 5,083,168 $46,650,790 -$392,517 917.94% 36
2021 Q2 5,125,178 $49,857,796 +$1,178,418 972.95% 39
2021 Q1 5,004,787 $44,007,077 -$331,165 878.92% 34
2020 Q4 5,036,534 $45,048,351 +$2,558,449 893.97% 36
2020 Q3 4,751,354 $39,321,144 +$3,340,004 827.94% 38
2020 Q2 4,440,363 $34,800,339 -$939,541 783.89% 37
2020 Q1 4,551,086 $31,625,846 -$807,745 694.94% 40
2019 Q4 4,650,711 $39,135,964 +$4,385,992 841.03% 40
2019 Q3 3,986,443 $32,010,152 +$3,174,056 802.98% 35
2019 Q2 3,595,799 $28,416,082 +$2,505,357 789.75% 33
2019 Q1 3,340,998 $25,435,239 +$2,707,101 761.95% 33
2018 Q4 2,996,150 $20,670,738 -$84,074,551 689.91% 33
2018 Q3 14,998,997 $127,640,647 -$3,291,265 851% 45
2018 Q2 15,149,773 $187,151,525 +$1,784,375 1,235.19% 41
2018 Q1 15,005,469 $183,818,391 +$2,373,337 1,224.96% 44
2017 Q4 14,807,946 $188,964,393 +$2,946,864 1,275.98% 42
2017 Q3 14,510,589 $185,158,348 +$4,582,099 1,276.86% 44
2017 Q2 14,167,852 $179,932,326 -$24,649,220 1,270.02% 50
2017 Q1 16,117,793 $186,906,085 +$1,734,273 1,159.99% 56
2016 Q4 16,013,622 $163,497,746 -$1,042,615 1,021% 59
2016 Q3 16,099,332 $172,102,890 +$604,381 1,069.18% 56
2016 Q2 16,047,046 $166,078,530 +$2,995,442 1,034.98% 58
2016 Q1 15,759,068 $160,398,000 +$1,770,471 1,017.98% 60
2015 Q4 15,599,717 $164,733,000 +$5,178,211 1,055.85% 54
2015 Q3 15,088,088 $163,853,000 +$2,971,474 1,086% 49
2015 Q2 14,808,319 $173,209,000 +$7,320,823 1,169.92% 50
2015 Q1 14,371,929 $165,845,538 +$669,134 1,153.94% 49
2014 Q4 14,166,317 $157,812,241 +$5,555,366 1,113.94% 54
2014 Q3 13,816,838 $186,935,697 +$7,139,002 1,352.72% 53
2014 Q2 13,209,841 $192,468,084 -$6,352,545 1,457.02% 56
2014 Q1 13,220,699 $190,114,752 -$49,663,079 1,438.03% 52