Total Return Securities Fund - Closed End Fund (SWZ)

Historical Holders from Q1 2014 to Q3 2025

Symbol
SWZ on NYSE
Type / Class
Equity / Closed End Fund
Shares outstanding
16,973,930
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
6,434,766
Holdings value
$39,124,473
% of all portfolios
0%
Number of holders
40
Number of buys
19
Number of sells
-10
Average buys %
+0%
Average sells %
-0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Total Return Securities Fund - Closed End Fund (SWZ)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Allspring Global Investments Holdings, LLC 16% +10% $12,891,499 +$1,190,820 2,127,310 +10% Allspring Global Investments Holdings, LLC 30 Sep 2025
CSS LLC/IL 9.9% -3.3% $10,189,305 -$335,431 1,686,971 -3.2% CSS LLC/IL 30 Dec 2025
LAZARD ASSET MANAGEMENT LLC 5.1% -56% $4,190,725 -$5,423,339 666,252 -56% Lazard Asset Management LLC 30 Jun 2025
RIVERNORTH CAPITAL MANAGEMENT, LLC 2.9% -45% $2,302,113 -$1,771,159 378,637 -43% RIVERNORTH CAPITAL MANAGEMENT, LLC 30 Sep 2025

Institutional Holders of Total Return Securities Fund - Closed End Fund (SWZ)

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 6,434,766 $39,124,473 +$2,360,807 $6.08 40
2025 Q2 6,015,720 $38,136,939 -$348,624 $6.34 38
2025 Q1 5,960,762 $54,944,027 +$1,294,599 $9.22 37
2024 Q4 5,929,780 $44,540,548 +$271,680 $7.49 38
2024 Q3 5,906,330 $52,756,197 +$1,551,130 $8.95 38
2024 Q2 5,649,020 $45,543,463 +$1,906,218 $8.07 42
2024 Q1 5,323,292 $42,214,193 +$99,354 $7.93 36
2023 Q4 5,342,712 $43,804,859 +$1,060,583 $8.20 33
2023 Q3 5,219,812 $39,878,789 +$2,743,401 $7.64 33
2023 Q2 4,861,001 $39,972,348 -$455,337 $8.22 33
2023 Q1 4,917,576 $38,992,141 +$907,361 $7.93 31
2022 Q4 4,803,869 $36,312,287 +$1,288,363 $7.56 34
2022 Q3 4,567,639 $31,001,419 -$1,200,820 $6.79 31
2022 Q2 4,729,985 $37,182,376 -$1,200,888 $7.86 31
2022 Q1 4,871,451 $44,886,863 -$1,446,399 $9.22 32
2021 Q4 5,019,920 $49,893,180 -$12,008,564 $9.94 34
2021 Q3 5,083,168 $46,650,790 -$392,517 $9.18 36
2021 Q2 5,125,178 $49,857,796 +$1,178,418 $9.73 39
2021 Q1 5,004,787 $44,007,077 -$331,165 $8.79 34
2020 Q4 5,036,534 $45,048,351 +$2,558,449 $8.94 36
2020 Q3 4,751,354 $39,321,144 +$3,340,004 $8.28 38
2020 Q2 4,440,363 $34,800,339 -$939,541 $7.84 37
2020 Q1 4,551,086 $31,625,846 -$807,745 $6.95 40
2019 Q4 4,650,711 $39,135,964 +$4,385,992 $8.41 40
2019 Q3 3,986,443 $32,010,152 +$3,174,056 $8.03 35
2019 Q2 3,595,799 $28,416,082 +$2,505,357 $7.90 33
2019 Q1 3,340,998 $25,435,239 +$2,707,101 $7.62 33
2018 Q4 2,996,150 $20,670,738 -$84,074,551 $6.90 33
2018 Q3 14,998,997 $127,640,647 -$3,291,265 $8.51 45
2018 Q2 15,149,773 $187,151,525 +$1,784,375 $12.35 41
2018 Q1 15,005,469 $183,818,391 +$2,373,337 $12.25 44
2017 Q4 14,807,946 $188,964,393 +$2,946,864 $12.76 42
2017 Q3 14,510,589 $185,158,348 +$4,582,099 $12.77 44
2017 Q2 14,167,852 $179,932,326 -$24,649,220 $12.70 50
2017 Q1 16,117,793 $186,906,085 +$1,734,273 $11.60 56
2016 Q4 16,013,622 $163,497,746 -$1,042,615 $10.21 59
2016 Q3 16,099,332 $172,102,890 +$604,381 $10.69 56
2016 Q2 16,047,046 $166,078,530 +$2,995,442 $10.35 58
2016 Q1 15,759,068 $160,398,000 +$1,770,471 $10.18 60
2015 Q4 15,599,717 $164,733,000 +$5,178,211 $10.56 54
2015 Q3 15,088,088 $163,853,000 +$2,971,474 $10.86 49
2015 Q2 14,808,319 $173,209,000 +$7,320,823 $11.70 50
2015 Q1 14,371,929 $165,845,538 +$669,134 $11.54 49
2014 Q4 14,166,317 $157,812,241 +$5,555,366 $11.14 54
2014 Q3 13,816,838 $186,935,697 +$7,139,002 $13.53 53
2014 Q2 13,209,841 $192,468,084 -$6,352,545 $14.57 56
2014 Q1 13,220,699 $190,114,752 -$49,663,079 $14.38 52