Latest Period
Q1 2026
Security Snapshot
Total Return Securities Fund - Mutual Fund SH CL B (SWZ) Institutional Ownership
CUSIP: 870875101
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
41
Shares (Excl. Options)
4,943,300
Price
$5.93
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- Security type / class
- Equity / Mutual Fund SH CL B
- Symbol
- SWZ on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 4,943,300
- Total 13F value
- $29,313,263
- Portfolio coverage rank
- 0%
- Share change
- -3,366,837
- Value change
- -$19,998,146
- Number of holders
- 41
- Shares outstanding
- 13,014,040
- SEC-reported price per share
- $5.94
- Insider filing price
- $5.94
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- SWZ - Total Return Securities Fund - Mutual Fund SH CL B is tracked under CUSIP 870875101.
- 41 institutions reported positions in Q1 2026.
- 4 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 41 to 3 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $29,313,263 to $318,110.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 41 institutions filings for Q1 2026.
Security key
870875101
Latest holder period
Q1 2026
13F holders
41
13D/G owners
4
CIK / CUSIP context first
Open Q1 2026 holders
SWZ full holder history
Total Return Securities Fund SEC filings
Total Return Securities Fund insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 870875101:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
4
Security
SWZ
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| CSS LLC/IL | 9.9% | -3.3% | $10,189,305 | -$335,431 | 1,686,971 | -3.2% | CSS LLC/IL | 30 Dec 2025 |
| LAZARD ASSET MANAGEMENT LLC | 5.1% | -56% | $4,190,725 | -$5,423,339 | 666,252 | -56% | Lazard Asset Management LLC | 30 Jun 2025 |
| Allspring Global Investments Holdings, LLC | 5% | -22% | $3,858,793 | -$956,132 | 650,702 | -20% | Allspring Global Investments Holdings, LLC | 31 Mar 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.9% | -45% | $2,302,113 | -$1,771,159 | 378,637 | -43% | RIVERNORTH CAPITAL MANAGEMENT, LLC | 30 Sep 2025 |
As of 31 Mar 2026, 41 institutional investors reported holding 4,943,300 shares of Total Return Securities Fund - Mutual Fund SH CL B (SWZ). This represents 38% of the company’s total 13,014,040 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
37%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| CSS LLC/IL | 7.8% | 1,020,547 | -38% | 0.34% | $6,051,844 |
| Allspring Global Investments Holdings, LLC | 5% | 650,702 | -69% | 0.01% | $3,858,663 |
| ICON ADVISERS INC/CO | 3.8% | 500,294 | -8.4% | 0.69% | $2,966,743 |
| Matisse Capital | 3.1% | 407,269 | -33% | 1% | $2,415,105 |
| Saba Capital Management, L.P. | 3.1% | 404,080 | -33% | 0.08% | $2,396,194 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.5% | 331,019 | -24% | 0.1% | $1,962,943 |
| Shaker Financial Services, LLC | 2.5% | 322,395 | +137% | 0.67% | $1,911,803 |
| EVOLVE PRIVATE WEALTH, LLC | 1.1% | 146,290 | -33% | 0.05% | $867,500 |
| Yakira Capital Management, Inc. | 0.96% | 125,557 | -35% | 0.22% | $744,553 |
| GARDNER RUSSO & QUINN LLC | 0.75% | 97,667 | -33% | 0.01% | $579,163 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0.68% | 88,274 | +37% | 0.08% | $523,465 |
| Uncommon Cents Investing LLC | 0.65% | 84,372 | -32% | 0.12% | $500,327 |
| Alpine Global Management, LLC | 0.62% | 81,274 | 0.08% | $481,955 | |
| Noble Wealth Management PBC | 0.53% | 69,379 | -32% | 0.21% | $411,417 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.48% | 62,145 | -25% | 0% | $368,520 |
| MORGAN STANLEY | 0.4% | 51,524 | +22% | 0% | $305,537 |
| North Ground Capital | 0.37% | 47,591 | -93% | 0.34% | $282,215 |
| UBS Group AG | 0.36% | 47,295 | +124% | 0% | $280,459 |
| Almitas Capital LLC | 0.36% | 46,454 | +26% | 0.06% | $275,472 |
| NIXON PEABODY TRUST CO | 0.32% | 42,024 | 0% | 0.02% | $249,202 |
| Bulldog Investors, LLP | 0.31% | 39,787 | -75% | 0.05% | $235,937 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0.28% | 35,909 | 0.01% | $212,940 | |
| GAMCO INVESTORS, INC. ET AL | 0.25% | 32,096 | 0% | 0% | $190,329 |
| Logan Stone Capital, LLC | 0.21% | 27,811 | 0% | 0.05% | $164,919 |
| OSAIC HOLDINGS, INC. | 0.18% | 23,343 | +88% | 0% | $138,413 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q1 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 53,554 | $318,110 | -$157,392 | $5.94 | 3 |
| 2026 Q1 | 4,943,300 | $29,313,263 | -$19,998,146 | $5.93 | 41 |
| 2025 Q4 | 8,314,837 | $51,718,429 | +$10,089,939 | $6.22 | 40 |
| 2025 Q3 | 6,488,978 | $39,454,082 | +$2,690,416 | $6.08 | 41 |
| 2025 Q2 | 6,015,720 | $38,136,939 | -$348,624 | $6.34 | 38 |
| 2025 Q1 | 5,960,762 | $54,944,027 | +$1,294,599 | $9.22 | 37 |
| 2024 Q4 | 5,929,780 | $44,540,548 | +$271,680 | $7.49 | 38 |
| 2024 Q3 | 5,906,330 | $52,756,197 | +$1,551,130 | $8.95 | 38 |
| 2024 Q2 | 5,649,020 | $45,543,463 | +$1,906,218 | $8.07 | 42 |
| 2024 Q1 | 5,323,292 | $42,214,193 | +$99,354 | $7.93 | 36 |
| 2023 Q4 | 5,342,712 | $43,804,859 | +$1,060,583 | $8.20 | 33 |
| 2023 Q3 | 5,219,812 | $39,878,789 | +$2,743,401 | $7.64 | 33 |
| 2023 Q2 | 4,861,001 | $39,972,348 | -$455,337 | $8.22 | 33 |
| 2023 Q1 | 4,917,576 | $38,992,141 | +$907,361 | $7.93 | 31 |
| 2022 Q4 | 4,803,869 | $36,312,287 | +$1,288,363 | $7.56 | 34 |
| 2022 Q3 | 4,567,639 | $31,001,419 | -$1,200,820 | $6.79 | 31 |
| 2022 Q2 | 4,729,985 | $37,182,376 | -$1,200,888 | $7.86 | 31 |
| 2022 Q1 | 4,871,451 | $44,886,863 | -$1,446,399 | $9.22 | 32 |
| 2021 Q4 | 5,019,920 | $49,893,180 | -$12,008,564 | $9.94 | 34 |
| 2021 Q3 | 5,083,168 | $46,650,790 | -$392,517 | $9.18 | 36 |
| 2021 Q2 | 5,125,178 | $49,857,796 | +$1,178,418 | $9.73 | 39 |
| 2021 Q1 | 5,004,787 | $44,007,077 | -$331,165 | $8.79 | 34 |
| 2020 Q4 | 5,036,534 | $45,048,351 | +$2,558,449 | $8.94 | 36 |
| 2020 Q3 | 4,751,354 | $39,321,144 | +$3,340,004 | $8.28 | 38 |
| 2020 Q2 | 4,440,363 | $34,800,339 | -$939,541 | $7.84 | 37 |